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13 Feb 2013, 2:50 pm
Citigroup put in a 23-page response to Judge Rakoff. [read post]
13 Jan 2012, 8:54 am
These cases and other matters from the last month are discussed in greater detail after the jump.The SEC's Appeal in the Citigroup Global Markets Appeal It is remarkable to think that it has been less than three months since the SEC announced its $285 million settlement with Citigroup Global Markets, Inc. under the usual neither-admit-nor-deny standard. [read post]
13 Jan 2012, 8:54 am
These cases and other matters from the last month are discussed in greater detail after the jump.The SEC's Appeal in the Citigroup Global Markets Appeal It is remarkable to think that it has been less than three months since the SEC announced its $285 million settlement with Citigroup Global Markets, Inc. under the usual neither-admit-nor-deny standard. [read post]
15 Sep 2011, 12:10 pm
., the Morgan Stanley part of the June 2009 joint venture with Morgan Stanley andamp; Co. and the Smith Barney division of Citigroup Global Markets, Inc., is no stranger to e-mail problems. [read post]
12 Jul 2018, 4:38 am
Weiser v Citigroup, Inc. [read post]
17 Aug 2012, 3:42 pm
The defendants of the case are Temco Service Industries, Inc., St. [read post]
22 Jan 2021, 12:13 pm
His previous employers include Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. [read post]
10 Nov 2023, 7:01 am
(CRD#:6363) of Los Angeles, CA, Citigroup Global Markets Inc. [read post]
1 Oct 2009, 6:49 am
Citigroup and Big Law Discuss Fixed Fees. [read post]
28 Nov 2006, 4:48 am
Areddy, Citigroup May Be Near A Chinese Bank Deal, available at [online.wsj.com] [2] David Barboza, Citigroup Said to Win Right to Control A China Bank, NYTimes, at 12 (Nov. 02, 2006) [read post]
11 Sep 2009, 5:21 am
” In re Citigroup Inc. [read post]
9 Jun 2014, 6:06 am
District Court for the Southern District of New York in which the district court declined to approve a settlement of claims that the SEC brought against Citigroup Global Markets Inc. [read post]
16 Nov 2009, 8:11 pm
Citigroup, Inc., 47 Cal.4th 610 (Cal. 2009) [Slip Opn., at 1-2]. [read post]
5 Mar 2009, 12:06 pm
., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc., McGraw-Hill Cos., Moody's Investor Services Inc., and Fitch Ratings Inc., over allegations that they made false statements in the prospectus and registration statement for certificates that were collateralized… [read post]
1 Sep 2023, 6:07 am
He was previously employed by Morgan Stanley (CRD# 149777), Citigroup Global Markets Inc. [read post]
13 Apr 2009, 8:01 am
In one recent case, Texas Instruments, Inc. sued Citigroup Inc., Morgan Stanley and Bank of New York Mellon Corp. for misrepresenting and omitting to disclose the true risks and characteristics of the $524 million of auction-rate securities it purchased. [read post]
23 Feb 2012, 10:53 am
., Wells Fargo & Company, Citigroup Inc. and Ally Financial Inc. was reached by the federal government and 49 state attorneys general to address mortgage loan servicing and foreclosure abuses. [read post]
7 Jun 2007, 11:43 am
, lmelton@dhayeslaw.com THE HAYES LAW FIRM, www.dhayeslaw.com On June 6, 2007, the NASD fined Citigroup Global Markets, Inc., $3 million to settle charges relating to the use of misleading materials in retirement seminars and meetings for BellSouth employees in North and South Carolina. [read post]
30 Aug 2009, 10:55 am
In my recent paper, currently in the submission process, Treasury Inc.: How the Bailout Reshapes Corporate Theory and Practice, I explore the implications of the U.S. [read post]
4 Mar 2011, 12:32 pm
Per the court, DBS was the broker and investment adviser for Akamai Securities Corp. and Akamai Technologies Inc. [read post]
