Search for: "CONNECTIONS CONSULTANT SERVICES, LLC"
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29 Jun 2020, 6:36 am
Advisor Bryan Benson (Benson), formerly employed by Wells Fargo Clearing Services, LLC (Wells Fargo) has been subject to at least one customer complaint and one regulatory action during the course of his career. [read post]
29 Jun 2020, 3:26 am
[Full Disclosure: I served as consultant to Mr. [read post]
25 Jun 2020, 8:00 am
Postal Service as a national bank. [read post]
21 Jun 2020, 9:03 am
Kennedy’s disclosed outside business disclosures include being an insurance agent, Kennedy Investment Consultants LLC, and Hoy Road Properties. [read post]
19 Jun 2020, 2:10 pm
The range of legal services include advice, consulting and counseling, transactional drafting, review and negotiation, and dispute resolution and complex regulatory, self-regulatory and civil litigation. [read post]
17 Jun 2020, 2:05 pm
James Daughtry (James Blake Daughtry, CRD# 3272282) is a currently-barred broker who last worked for Kestra Investment Services, LLC in Dothan, Alabama. [read post]
16 Jun 2020, 2:18 pm
July 20, 2019: Capital One retains a law firm to provide legal advice in connection with the data security incident. [read post]
6 Jun 2020, 3:48 pm
She also has a thriving landlord and tenant practice and provides pro bono legal services to undocumented immigrants seeking asylum. [read post]
4 Jun 2020, 2:39 pm
The settlement resolves allegations that beginning in 2012, MDHS contracted with a consultant known as Julie Osnes Consulting, LLC (Osnes Consulting) to provide advice and recommendations designed to lower its SNAP quality control error rate. [read post]
2 Jun 2020, 1:21 pm
” They relied on Pernod Ricard USA, LLC v. [read post]
21 May 2020, 7:57 am
Bender Consulting Ltd., 125 USPQ2d 1043 (TTAB 2017), and its non-precedential decision in Modern House Wines LLC v. [read post]
7 May 2020, 5:25 am
For a free consultation with a securities attorney, please call 888-637-5510. [read post]
6 May 2020, 3:46 am
See, e.g., Tao Licensing LLC v. [read post]
3 May 2020, 7:19 am
. * Creditors Relief LLC v. [read post]
15 Apr 2020, 4:00 am
(Check for commentary on CanLII Connects) 2. [read post]
14 Apr 2020, 6:30 am
Author Michael Stack, CEO Amaxx LLC. [read post]
13 Apr 2020, 8:23 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, and/or Fined by FINRAWells Fargo Advisors, LLC nka Wells Fargo Clearing Services, LLC (CRD #19616, St. [read post]
12 Apr 2020, 5:21 am
The settlement resolves allegations that beginning in 2011, DCFS contracted with a consultant known as Julie Osnes Consulting LLC (Osnes Consulting) to provide advice and recommendations designed to lower its SNAP quality control error rate. [read post]
12 Apr 2020, 5:21 am
The settlement resolves allegations that beginning in 2011, DCFS contracted with a consultant known as Julie Osnes Consulting LLC (Osnes Consulting) to provide advice and recommendations designed to lower its SNAP quality control error rate. [read post]
7 Apr 2020, 6:47 am
According to BrokerCheck records financial advisor Charles Evan (Evan), formerly employed by MML Investors Services, LLC (MML Investors) has been subject to five customer complaints, one regulatory action, and one employment termination for cause during his career. [read post]
