Search for: "Capital Funding, LLC "
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8 Jul 2022, 6:29 am
Larcker (Stanford University), and Brian Tayan (Stanford University), on Thursday, July 7, 2022 Tags: Bankruptcy, Capital formation, Capital structure, Distressed companies, Hedge funds, Institutional Investors, IPOs, REITs The Proposed SEC Climate Disclosure Rule: A Comment from the Investment Company Institute Posted by Dorothy Donohue, Susan Olson, and Eric Pan, Investment Company Institute, on Thursday, July 7, 2022… [read post]
8 Jul 2022, 6:29 am
Larcker (Stanford University), and Brian Tayan (Stanford University), on Thursday, July 7, 2022 Tags: Bankruptcy, Capital formation, Capital structure, Distressed companies, Hedge funds, Institutional Investors, IPOs, REITs The Proposed SEC Climate Disclosure Rule: A Comment from the Investment Company Institute Posted by Dorothy Donohue, Susan Olson, and Eric Pan, Investment Company Institute, on Thursday, July 7, 2022… [read post]
8 Jul 2022, 6:27 am
(GWGH) and limited partnerships created by GPB Capital Holdings, LLC. [read post]
8 Jul 2022, 4:00 am
Questions Arise Over Warnock’s Use of Campaign Funds to Fight Lawsuit Politico – Natalie Allison | Published: 7/6/2022 U.S. [read post]
1 Jul 2022, 1:57 pm
(Merger) (Combined Company Now Rampiva Global LLC) 29-Sep-20Acuity ELMMitratech 28-Sep-20GlobanetVeritas 8-Sep-20HaiveAyfie 3-Sep-20IntegroInnovative Discovery 19-Aug-20Venio Systems (Investee)Software Growth Partners (Investor) 13-Aug-20CaseLinesThomson Reuters 11-Aug-20NexLPReveal 5-Aug-20AnexsysXact Data Discovery 4-Aug-20NightOwl Global (Merger)HaystackID (Merger) 31-Jul-20Tracker CorpMitratech 14-Jul-20LightSpeedXact Data Discovery 8-Jul-20RVMXact Data Discovery 7-Jul-20NetGovernIpro… [read post]
28 Jun 2022, 9:01 pm
Saba Capital Master Fund, Ltd.,1 the Delaware Supreme Court reiterated that Delaware courts will enforce clear and unambiguous advance notice bylaws according to their terms using ordinary contractual principles. [read post]
21 Jun 2022, 8:05 am
Those firms included: Aegis Capital Corp. [read post]
20 Jun 2022, 8:18 am
According to FINRA, between May 4, 2018, and June 29, 2018, United Planners allegedly failed to tell four investors in an offering related to GPB Capital Holdings, LLC that the issuer failed to timely make required filings with the Securities and Exchange Commission, including filing audited financial statements. [read post]
19 Jun 2022, 7:17 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
17 Jun 2022, 1:38 pm
Examination of PPP Lender Fraud Case In March 2022, the DOJ announced the arrest of Rafael Martinez, the CEO of MBE Capital Partners, LLC. [read post]
16 Jun 2022, 12:59 pm
Par Funding was raising capital by selling unregistered securities in the form of promissory notes. [read post]
16 Jun 2022, 10:04 am
City of Philadelphia, Pennsylvania; a similar question was presented in 303 Creative LLC v. [read post]
15 Jun 2022, 11:04 am
Further, it is alleged that the firm recommended its clients invest in the following high-risk alternative investments: Wildlife Partners, LLCE2C ESA Bond I, LLCI Cap Equity, LLCMill Green Opportunity Fund Priority Income Fund, Inc.Madison Capital Group Preferred Opportunity Fund The claim seeks damages of $100,000.01 to $350,000.00. [read post]
15 Jun 2022, 7:50 am
The former investment advisors who were reportedly affiliated with Livingston Group Asset Management Company (Southport Capital), purportedly recommended that their clients invest at least $62 million in Horizon Private Equity III, a private fund allegedly controlled by Southport’s former owner and manager. [read post]
13 Jun 2022, 6:46 pm
Background Authentix agreed to try to attract big capital investments by adopting a so-called “drag-along” clause that barred shareholder challenges to any deal approved by a majority of the Authentix stock. [read post]
10 Jun 2022, 12:01 pm
The FTC brought successful litigation against BlueHippo Funding, LLC for violations of the TILA and engaging in deceptive practices in violation of the FTC Act, by promising to finance new computers, collecting money from consumers and failing to provide computers. [read post]
10 Jun 2022, 11:26 am
Then the scammer asked him to refund the additional funds. [read post]
10 Jun 2022, 6:33 am
Securities and Exchange Commission, on Thursday, June 9, 2022 Tags: Capital markets, Information asymmetries, Investor protection, Retail investors, SEC, Securities regulation [read post]
10 Jun 2022, 6:33 am
Securities and Exchange Commission, on Thursday, June 9, 2022 Tags: Capital markets, Information asymmetries, Investor protection, Retail investors, SEC, Securities regulation [read post]
8 Jun 2022, 9:01 pm
As I mentioned, the vast majority of retail marketable orders are flowing to wholesalers that pay for this order flow.[13] What’s more, this segmentation means that institutional investors, such as pension funds, don’t get to interact directly with that order flow. [read post]
