Search for: "Capital Management Inc." Results 341 - 360 of 4,140
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2 Jul 2014, 2:52 am
 CousinsJonathan Kohanof, 31, Los Angeles, CA, started working in the securities industry in 2006 as an analyst in the financial restructuring group of FINRA member firm Houlihan Lokey Capital, Inc.; and by July 2009, he had been promoted to an associate's position, which included managing analysts and working directly with clients, who were for the most part hedge funds an... [read post]
11 Jan 2007, 3:25 pm
" Founded in 2000, Greenhill Capital Partners ("GCP") currently manages two private equity funds with an aggregate of $1.3 billion in committed capital, focusing primarily on the financial services, energy, and telecommunications industries. [read post]
21 Nov 2017, 12:00 am by Audrey Johnson
The complaint asserted Richard Haddow, Capital’s manager and the owner of the defendants in the securities suit, transferred these funds to a separate account used to purchase the Property, instead of applying the money towards the proposed new venture. [read post]
9 May 2017, 7:15 am by Renae Lloyd
On May 8, MacKenzie Capital Management extended a tender offer to KBS REIT investors of just $1.26/share. [read post]
12 Apr 2020, 5:34 am by Eugene Volokh
Nuveen LLC: Plaintiff Preston Hollow Capital LLC ("Preston Hollow") and Defendants Nuveen LLC, Nuveen Investments, Inc., Nuveen Securities LLC and Nuveen Asset Management LLC (collectively, "Nuveen") are all institutional investors in municipal bonds. [read post]
1 Sep 2010, 12:42 am by Randall Reese
 The company, which was formerly Greenwich Street Capital Partners, Inc., was founded in 1994 as a subsidiary of Travelers Group, Inc. [read post]
10 Aug 2015, 9:39 am by Edward Eisert
(“Citizen VC”), the manager of a venture capital investment platform through which it aggregates investments of prospective investors in special purpose vehicles (“SPVs”) that invest in seed, early-stage, emerging growth and late-stage private companies. [read post]
11 May 2015, 6:19 am by Mary Jane Wilmoth
The whistleblower was given the award for providing key original information that led to a successful enforcement action in connection with In the Matter of Paradigm Capital Management, Inc. and Candace King Weir, File No. 3-15930 (June 16, 2014). [read post]
7 Dec 2017, 7:32 am by Renae Lloyd
Mackenzie Capital Management, LP’s extended a tender offer to purchase up to 1 million shares of their common stock at $6.89 per share. [read post]
6 Jan 2017, 1:00 am
Posted by André Gygax, University of Melbourne, on Friday, December 30, 2016 Tags: Agency costs, Boards of Directors, Capital allocation, Capital structure, Fiduciary duties, Information environment, Interlocking boards, Leverage, Management, Social networks 2017 Board Priorities Report Posted by Steve Klemash and Ann Yerger, EY Center for Board Matters, on Saturday, December 31, 2016 Tags: Accounting, Audit committee, Board composition, Board performance,… [read post]
2 Oct 2008, 10:15 am
The company has a management team of experienced management (think of those who would have appropriate experience for managing a publicly listed company) and sophisticated investors. [read post]
31 Mar 2022, 8:46 am by The White Law Group
(CRD#:15007), MELVILLE, NY,   05/19/2005 – 03/02/2010, GUNNALLEN FINANCIAL, INC (CRD#:17609), FARMINGDALE, NY  06/13/2002 – 05/19/2005, MILESTONE GROUP MANAGEMENT LLC (CRD#:44486), LAKE SUCCESS, NY  According to his FINRA Broker Check profile, Hananel has 6 customer complaints filed against him during his career in the securities industry. [read post]
6 Mar 2018, 11:24 am by Renae Lloyd
Tender offer Mackenzie Realty Capital is currently offering to purchase shares of The Parking REIT for just $12.17/share. [read post]
4 Sep 2016, 6:56 am by Adam Weinstein
In May 2016 the Department of Justice (DOJ) filed a five-count indictment in New York against nine defendants including Jared Mitchell, the Managing Partner of Mitchell & Sullivan Capital LLC; Richard Brown, a registered broker with Chelsea Financial Services; Christopher Castaldo, the Chief Executive Officer of Stock Traders Press Inc. and the President of Wall Street Buy Sell Hold Inc.; Gerald Cocuzzo, also known as “Gerry,” a registered broker… [read post]
15 May 2018, 11:03 am by Renae Lloyd
” MacKenzie Realty Capital, Inc. has recently extended a tender offer to purchase shares of Phillips Edison & Co. for $7.09/ Share. [read post]