Search for: "Cooper Industries"
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10 Jan 2020, 11:22 am
The event is a state-of-the-industry presentation by the Alliance for Regenerative Medicine (ARM) in conjunction with the annual J.P. [read post]
9 Jul 2021, 9:58 am
The Financial Industry Regulatory Authority (“FINRA”) has barred financial advisor Ronald Giovino from the securities industry for refusing to cooperate with a FINRA investigation into whether Mr. [read post]
29 Jun 2021, 9:55 am
Katz was expelled from the brokerage industry for refusing to cooperate with a FINRA investigation into Mr. [read post]
22 Jul 2014, 7:00 am
New York Attorney General Eric Schneiderman is pushing for better cooperation with the financial industry and federal lawmakers to combat emerging insider-trading threats. [read post]
3 Oct 2011, 3:36 pm
US Labor Department's OSHA reaches settlement with Wisconsin-based Cooperative Plus to improve grain bin safety training, abate hazards Cooperative to pay $550,000 in penalties for grain violations The U.S. [read post]
5 Nov 2013, 10:02 pm
Food safety cooperative VeriPrime has proposed a pilot program that would test the preventive effectiveness of E. coli vaccines in cattle and expand their use. [read post]
27 Jan 2020, 6:00 am
Competing companies often must cooperate to create industry standards. [read post]
27 Jan 2010, 6:46 am
" Cooper asserts that the proposed deliveries of LNG to the Everett LNG facility sourced from Yemen will undergo stringent security screenings before the LNG vessels arrive in U.S. waters. [read post]
17 Feb 2011, 6:59 pm
Cooper Industries owns a portfolio of patents for electric equipment that contains dielectric fluid, which acts as a thermal and electrical insulator. [read post]
2 May 2012, 10:45 am
-listed companies--Cooper Industries, NRG Energy, and Ryland Homes--have reported that they failed to receive majority support for their executive compensation practices. [read post]
22 Nov 2017, 8:17 am
Such regulatory changes and industry-government cooperation will ultimately engender greater consumer confidence in the safety and efficacy of V&S products, thus benefiting the overall market.[6] Currently, consumer confidence is mixed with 92% asking for more transparency from producers. [read post]
24 Jun 2019, 12:49 pm
After failing to cooperate in a probe into allegations of securities violations, George Merhoff, a former ex-Cetera Financial Group adviser, has been barred by the Financial Industry Regulatory Authority (FINRA). [read post]
30 May 2018, 3:06 am
And after her belated cooperation, go figure, she winds up barred. [read post]
29 Sep 2017, 10:12 am
Given the extreme sanction of an industry Bar for non-cooperation in a FINRA investigation, however, a self-regulatory-organization has an obligation to at least offer sufficient content and context to explain why it needed to investigate the rep in the first place. [read post]
2 Oct 2017, 2:12 am
Given the extreme sanction of an industry Bar for non-cooperation in a FINRA investigation, however, a self-regulatory-organization has an obligation to at least offer sufficient content and context to explain why it needed to investigate the rep in the first place. [read post]
21 Jul 2015, 6:58 am
The Financial Industry Regulatory Authority (FINRA) recently sanctioned and barred David Chu (Chu) concerning allegations Chu refused cooperate with requests made by FINRA in connection with an investigation into possible outside business activities and private securities transactions. [read post]
5 May 2015, 7:02 am
The Financial Industry Regulatory Authority (FINRA) recently sanctioned and barred broker Paul Godlewski (Godlewski) concerning allegations Godlewski refused cooperate with requests made by FINRA in connection with an investigation into possible outside business activities. [read post]
31 Aug 2011, 6:18 pm
By John Cooper, Truck Accident Lawyer in Virginia Driver fatigue has been a safety issue in the trucking industry for years. [read post]
20 Oct 2022, 6:21 am
” As a mechanical industry air-gapped for over a [read post]
2 Jun 2011, 2:14 pm
The secretary of stateand#39;s office, which regulates the securities industry in Illinois, In Illinois, as registered investment adviser reps and as investment advisers, the Coopers are held to a fiduciary standard. [read post]
