Search for: "Custom Estates, LLC"
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27 Apr 2020, 8:29 am
James Lamont was alleged to have solicited investors to invest $1,467,000 in promissory notes related to Woodbridge Group of Companies, LLC, a real estate investment fund. [read post]
24 Apr 2020, 4:39 am
By Radhika Parthasarathy The advent of the internet has led to mass-communication like no other. [read post]
21 Apr 2020, 11:58 am
Miller, LLC is currently investigating allegations against John Hoff Russell CRD#: 728702 and Stifel, Nicolaus & Company, Incorporated pertaining to a multitude of allegations including broker fraud, subterfuge negligence and intentional actions in customer accounts without authority, breach of fiduciary duty, and other securities violations. [read post]
17 Apr 2020, 7:55 am
According to a BrokerCheck report the customer complaints concern alternative investments such as direct participation products (DPPs) like non-traded real estate investment trusts (REITs), oil & gas programs, and private placements. [read post]
14 Apr 2020, 6:55 am
According to a BrokerCheck report the customer complaints concern alternative investments such as direct participation products (DPPs) like non-traded real estate investment trusts (REITs), oil & gas programs, and private placements. [read post]
13 Apr 2020, 8:58 am
Laws reportedly has 5 disclosure events on his broker report, including 2 pending customer complaints. [read post]
12 Apr 2020, 2:09 pm
In re Smith Mining and Material, LLC (Bankr. [read post]
7 Apr 2020, 11:49 am
The equity for these LLCs is known as “membership interests” but may be referred to in the LLC operating agreement as “units”. [read post]
7 Apr 2020, 11:49 am
The equity for these LLCs is known as “membership interests” but may be referred to in the LLC operating agreement as “units”. [read post]
24 Mar 2020, 6:35 am
According to a BrokerCheck report some of the customer complaints concern alternative investments such as direct participation products (DPPs) like non-traded real estate investment trusts (REITs), oil & gas programs, and annuities. [read post]
19 Mar 2020, 10:35 am
A dispute over the use of 2 property of the estate is a core proceeding. [read post]
13 Mar 2020, 2:23 pm
After opening an account with Wells Fargo in 2014, Abe became interested in real estate investing and created an LLC to own, operate, and develop real estate. [read post]
12 Mar 2020, 6:49 am
Agora Financial, LLC, 2020 WL 998734, No. 1:19-cv-3100-SAG (D. [read post]
10 Mar 2020, 5:57 am
The Company markets and sells its coal to a diverse customer base including electric utility and industrial companies in the eastern United States, as well as the seaborne thermal coal market. [read post]
3 Feb 2020, 6:53 am
Advisor Kenneth Guerra (Guerra), currently employed by Independent Financial Group, LLC (Independent Financial) has been subject to at least two customer complaints, one financial disclosure, and one regulatory violation during the course of his career. [read post]
24 Jan 2020, 10:34 am
Liou and Golden California Regional Center falsely represented that investor funds would be used to finance qualifying real estate development when, in fact, Liou diverted the funds to her personal use. [read post]
13 Jan 2020, 1:25 pm
That customer is the person who is typically responsible for coordinating with the other parties to the LLC, its Operating Agreement. [read post]
10 Jan 2020, 11:39 am
Marty is the Chair of JMBM’s ADA Compliance & Defense Group, a Partner in JMBM’s Real Estate Group, and a member of the American College of Real Estate Lawyers (ACREL). [read post]
7 Jan 2020, 9:09 am
In 2018, he settled a customer complaint for $45,000 arising out of the sale of Woodbridge Mortgage Investment Funds. [read post]
6 Jan 2020, 1:32 pm
He and his associate Christopher Parris solicited investments in their companies, which were supposedly involved in financial services, insurance, and real estate, including First Nationle Solution LLC, Percipience Global Corp., and United RL Capital Services. [read post]
