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26 Nov 2020, 12:09 pm
Independent Financial Group Customer Complaints & Regulatory Actions The White Law Group is investigating potential securities claims involving Independent Financial Group (CRD#: 7717, San Diego, CA) Independent Financial Group, LLC, headquartered in San Diego, California, is dually registered as an investment adviser and broker-dealer. [read post]
9 Apr 2019, 12:18 pm
Plaintiff, Fox Factory, moved to amend its final infringement contentions, asserting that the defendant, SRAM, LLC, had failed to produce relevant information regarding its custom “BRAIN” product that had delayed Fox Factory from learning that the BRAIN product infringed the patent-in-suit. [read post]
4 Aug 2020, 6:10 am
Advisor William Morrow (Morrow), currently employed by Concorde Investment Services, LLC (Concorde Investment) and formerly employed by Independent Financial Group, LLC (Independent Financial) has been subject to at least 14 customer complaints and one employment termination for cause during the course of his career. [read post]
30 Aug 2017, 7:04 am
VWR Int’l, LLC, No. 12-1615, 2017 WL 3671264 (E.D. [read post]
16 Aug 2020, 11:08 am
Amazon.com, LLC, the plaintiff purchased a replacement laptop battery that was offered for sale by Amazon on its website. [read post]
10 Oct 2014, 9:38 am
Bebe Au Lait, LLC v. [read post]
18 Jan 2019, 5:36 am
Dec. 20, 2018) arose out of a product recall by Spring Window Fashions, LLC (“SWF”), a business that sold battery-operated window shades and coverings. [read post]
22 Nov 2015, 1:35 pm
That is, the TIC product itself may be a defective product because its costs outweigh any potential investment value or tax benefit offered to the customer. [read post]
21 Sep 2018, 5:12 am
Financial advisors may not always adequately explain these risks as they can earn high commissions on these products. [read post]
17 Aug 2018, 7:21 am
" RegenLab USA LLC v. [read post]
12 Mar 2015, 12:33 pm
., pleaded guilty to participating in a multimillion dollar securities fraud scheme between April 2008 and August 2013.According to FINRA, Katke and other members of RBS’s Asset Backed Products division traded fixed income investment securities, such as residential mortgage-backed securities (RMBS) and collateralized loan obligations (CLOs), at the expense of customers on RBS’s trading floor in Connecticut.Katke and his co-conspirators made misrepresentations to entice… [read post]
26 Jan 2016, 10:00 pm
Chrysler Group, LLC, No. 13-cv-04236-BLF (N.D. [read post]
27 Aug 2021, 9:04 am
R421A, LLC, No. 5:20-CV-142-FL, 2021 WL 3284799 (E.D.N.C. [read post]
7 Jun 2019, 6:15 am
They provide customer support in the United States to end customers located in the United States. [read post]
22 Jun 2020, 6:48 am
From May 2016 until July 2017 Davidson was associated with Jefferies LLC. [read post]
14 May 2012, 2:07 pm
Example: a customer gets hurt by your product. [read post]
15 Feb 2023, 8:20 am
“This settlement sends a clear message that the VA OIG will actively investigate allegations involving contractors overbilling for products provided to VA,” said Special Agent in Charge Kim R. [read post]
22 Dec 2009, 1:59 am
Department of Agriculture's Food Safety and Inspection Service (FSIS) said the products subject to recall include:10-pound cryovaced packages of "LaPLATTE RIVER ANGUS FARM, LLC NATURALGROUND BEEF. [read post]
4 Feb 2016, 10:01 pm
Mahina Mele Farms LLC will reimburse the wholesaler for any returned product. [read post]
17 Apr 2014, 8:31 pm
Bolzano Artisan Meats LLC, of Milwaukee, WI, is recalling approximately 5,723 pounds of salami products for misbranding and because they were produced without the benefit of federal inspection, the U.S. [read post]
