Search for: "D&S Investments, LLC"
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26 Aug 2009, 5:30 am
Citigroup Alternative Investments, LLC, 08-9774, 2008 WL 1515071 (S.D.N.Y. [read post]
30 Jul 2010, 8:13 am
” The Attorney General’s Consumer Protection Division accused The Preservation Group, LLC, of Chandler, Ariz., and its owners Kevin D. [read post]
4 Apr 2024, 4:35 am
In re Iowa Venture Capital Co-Investment Fund, LLC, Serial No. 97558604 (April 1, 2024) [not precedential] (Opinion by Judge Mark Lebow). [read post]
27 Feb 2012, 1:16 pm
Many firms also offer securities in private placements to accredited investors under SEC’s Regulation D. [read post]
6 Mar 2018, 8:13 am
Morgan Securities LLC Cornelius Peterson Morgan Stanley James S. [read post]
20 Oct 2014, 2:16 am
See any WYHA's here? [read post]
20 Aug 2014, 3:44 pm
“These two individuals stole the hard earned money of others for their own greedy benefit,” said Stephen D. [read post]
11 Jun 2019, 5:12 am
The panel of experts included Ben Daverman, Managing Director, GTCR, LLC, Brad Hively, Principal/Operating Partner, RLH Equity, Barrett Polan, Investment Analysis, Hayfin Capital Management LLP, and Phil Smith, Managing Director, Duff & Phelps. [read post]
22 Feb 2019, 12:40 pm
Don’t Fall for the Fantasy,” one Forbes.com journalist writes: “[D]espite a roaring start to the year that has lifted the S&P by 3% in the first six days of trading, investors should be extremely skeptical of Wall Street’s enthusiasm. [read post]
7 Nov 2016, 8:44 am
According to a Form-D filed with the SEC, Bluerock Residential Growth REIT was organized in 2014 by Bluerock Real Estate, LLC. [read post]
10 Feb 2012, 1:25 pm
The Securities and Exchange Commission (SEC) adopted Regulation D to allow broker-dealer firms to offer private placement securities to accredited investors, defined as those having a net worth, alone or with a spouse, of at least $1 million, excluding the value of the personandrsquo;s primary residence. [read post]
4 Aug 2023, 10:18 am
The franchise, CLB Investments LLC, was fined $56,106 for the violations. ( INSURANCE JOURNAL ) —Compiled by SNCJ Managing Editor KOREY CLARK Please visit our webpage to connect with a State Net representative and learn how the State Net legislative and regulatory tracking solution can help you identify, track, analyze and report on relevant legislative and regulatory developments. [read post]
1 May 2020, 4:18 am
May 20, 2020 - 2 PM: Hidden Ridge Vineyard, LLC, Serial No. 87868652[Section 2(d) refusal of IMMORTAL & Design in view of the registered mark THE IMMORTAL ZIN [ZIN disclaimed], both for wine.May 21, 2020 - 1 PM: In re Maryhill AB, Serial No. 88102714 [Section 2(d) refusal of the mark shown below for various baked goods, including bread, in view of the registered mark BREAD FOR EVERYONE for bread. [read post]
8 Dec 2008, 12:00 pm
In this respect Manitaras is of a kind with the Delaware Chancery Court's Seneca decision about which I wrote last October (see here) in which the court rejected a minority LLC member's dissolution petition -- the company had ceased business operations and merely held investment securities -- largely based upon the LLC's omnibus purpose clause. [read post]
1 Jul 2021, 3:03 am
"] July 14, 2021 - 3 PM: Smokey Island Grille LLC v. [read post]
22 Feb 2011, 5:00 am
How does the SEC’s regulation of Web 2.0 affect private fund managers once they register as investment advisers? [read post]
15 May 2024, 1:49 pm
“Investors often suffer losses due to unsuitable investment recommendations by their brokers and don’t realize they have recovery options,” said D. [read post]
21 May 2012, 2:57 am
Once again, let's put that theory to the test with the five Section 2(d) appeals set out below. [read post]
25 Apr 2012, 10:40 am
According to FINRA’s Broker Check Web site, the company’s chief executive, O. [read post]
4 Mar 2019, 10:31 am
The minimum investment in GPB Automotive Portfolio was $100,000, and brokers and advisers can sell private placements, also known as Reg D deals, to rich, accredited investors and institutions, the SEC notes. [read post]
