Search for: "D & D Management and Investement, LLC"
Results 341 - 360
of 1,161
Sorted by Relevance
|
Sort by Date
13 Apr 2017, 9:01 am
I’d like to send my congratulations to all on the Greyline team! [read post]
15 Oct 2019, 4:00 am
Aurelius Investment, LLC, which ask whether the members of Puerto Rico’s Financial Oversight and Management Board were appointed in violation of the Constitution’s appointments clause, and, if so, whether the board’s decisions should be invalidated. [read post]
SEC Publishes Final Rule that Expands the Definition of ‘Accredited Investor’ for Private Placements
27 Aug 2020, 3:17 pm
James Please follow us on Twitter @CosLawGroup, on LinkedIn at Cosgrove Law Group, LLC, and on Facebook at Cosgrove Law Group, LLC. [read post]
10 Feb 2012, 1:25 pm
Moreover, buying these securities through a single security fund or a pooled investment fund imposes another round of costs on investors, and exposes them to the risks that come with entrusting you money to any fund manager. [read post]
19 May 2014, 3:09 am
Binn announced a proposed $23 million investment by a private equity firm called Mistral Capital Management (“Mistral”) in exchange for a 42% interest in the business, further stating that the funds would be used to reduce company debt and to finance expansion plans. [read post]
20 Dec 2016, 4:04 pm
The post A Watershed Event in Litigation Funding Industry and More Thoughts About Litigation Funding appeared first on The D&O Diary. [read post]
21 Jan 2012, 11:54 am
Citigroup Global Markets sold them through MAT Finance LLC. [read post]
2 Sep 2022, 8:13 am
According to a Reg D filing, Broadway Strategic Return Fund, LP reportedly raised capital from investors through a pooled investment fund in 2016. [read post]
15 Mar 2021, 8:05 am
Although Stanga provided written notice to the firm on his Form U4, describing his involvement as an “investor, gives advice/opinions on buying/fixing/selling residential homes,” he allegedly failed to fully disclose his role as “manager,” and that the business was an investment-related business. [read post]
15 Mar 2021, 8:05 am
Although Stanga provided written notice to the firm on his Form U4, describing his involvement as an “investor, gives advice/opinions on buying/fixing/selling residential homes,” he allegedly failed to fully disclose his role as “manager,” and that the business was an investment-related business. [read post]
15 Mar 2021, 8:05 am
Although Stanga provided written notice to the firm on his Form U4, describing his involvement as an “investor, gives advice/opinions on buying/fixing/selling residential homes,” he allegedly failed to fully disclose his role as “manager,” and that the business was an investment-related business. [read post]
9 Mar 2011, 12:54 am
In December 2010, Club Ventures entered into a management agreement with Meridian Sports Club California, LLC, which operates 12 fitness clubs in California and Hawaii. [read post]
6 Aug 2019, 8:52 am
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles III Suntrust Investment Services, Inc JP Morgan Securities LLC Bingham, Daniel Essex Securities LLC … [read post]
25 Jan 2019, 10:43 am
American Growth Funding II is a Regulation D private placement investment. [read post]
11 Sep 2023, 6:31 am
The claim alleges that Somerset Securities Inc. unsuitably invested its client in a high-risk private placement investment, iCap Equity, LLC. [read post]
6 Nov 2023, 1:55 pm
The claim further alleges that Ages Financial Services LTD unsuitably invested its clients in high-risk alternative investments, iCap Equity, LLC and GWG L bonds. [read post]
11 Feb 2019, 8:50 pm
But in fact, her complaint states, execution of the Conversion document was part of a conspiracy to reduce or remove altogether her ownership interest, and to squeeze her out of her management role in the fund that she’d co-founded: ” … The purported Conversion [from LLC to limited partnership] would extinguish her LLC interest, deprive her of her participation in management, and subject her to a [limited partnership] structure that was… [read post]
12 Sep 2017, 5:11 am
Opportunity to obtain a D-8 Investment Visa. [read post]
14 Sep 2009, 4:35 pm
• Free for Members • Non-member fee: $75 Event Details: Moderator: Michelle Celarier, Editor in Chief, AR Alpha Magazine Speakers: Steve Persky, Principal, Dalton Investments, LLC Jonathan Rosenthal, Partner, Saybrook Capital, LLC Peter Stein, Managing Director, Pacific Alternative Asset Management Company Fourth panelist to be determined [read post]
16 Apr 2012, 6:26 am
It is being reported that well-known financial advisor, Matthew D. [read post]
