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15 Apr 2024, 9:01 pm
Some of the significant violations are as follows: 1. [read post]
12 Jul 2019, 7:51 am
The guidance is directed at public bodies, but is also helpful for private entities. [read post]
14 Jan 2010, 9:15 pm
Eligible contract participant The term “eligible contract participant” means— (A) acting for its own account— (i) a financial institution; (ii) an insurance company that is regulated by a State, or that is regulated by a foreign government and is subject to comparable regulation as determined by the Commission, including a regulated subsidiary or affiliate of such an insurance company; (iii) an investment company subject to regulation under the Investment Company Act of 1940… [read post]
28 Jul 2016, 3:41 pm
15 U.S.C. [read post]
29 Mar 2024, 10:13 am
Living in Whitehorse and unable to move to Old Crow due to her son’s medical needs, Dickson argued that this requirement unjustifiably infringed upon her right to equality under Section 15(1) of the Charter. [read post]
31 May 2013, 7:48 am
The failure to timely file a Form SD regarding conflict minerals does not cause an issuer to lose eligibility to use Form S-3. [read post]
24 Jul 2012, 5:10 pm
Alabama does not have a similar statute at this time. [read post]
8 Jun 2017, 8:59 am
As part of this initiative, the agency issued Administrator’s Interpretation No. 2015-1 on July 15, 2015. [read post]
14 May 2021, 8:01 am
The representative also said the SEC does not need additional authority to act on climate risk. [read post]
31 Aug 2022, 9:05 pm
GAAP, it is our understanding that a pro rata spin-off does not result in gain recognition for financial statement purposes, but a split-off does. [read post]
10 Dec 2018, 5:43 am
As a result, censures and orders to pay civil money penalties, assuming the penalties are paid in accordance with the order, are not disqualifying, and a disqualification based on a suspension or limitation of activities expires when the suspension or limitation expiresCertain SEC cease-and-desist orders where the Commission orders to cease and desist from violations and future violations of the scienter-based anti-fraud provisions of the federal securities laws, including, for example… [read post]
17 Feb 2017, 11:19 am
Who does FDUTPA protect? [read post]
1 Dec 2021, 11:16 am
The Infrastructure Investment and Jobs Act (“Infrastructure Act”)[1] signed by President Biden on November 15, 2021 includes funding for research and development of critical minerals mining, recycling, and reclamation and permits loan guarantees for domestic critical minerals supply projects in an effort to eliminate U.S. reliance on critical minerals sources susceptible to supply disruptions. [read post]
12 Jul 2017, 6:00 am
As we previously reported, the New York City “Freelance Isn’t Free” Act (the Act) took effect on May 15, 2017. [read post]
13 Jun 2021, 9:02 pm
Business owners have 15 days to respond to FDA warning letters. [read post]
18 Feb 2008, 10:28 am
Feb. 15, 2008) On remand from the 11th Circuit, the district court once again found that 47 USC 230 protects Rip-off Report and related entities from a defamation claim based on user-submitted reports. [read post]
29 Jun 2018, 4:14 am
With respect to Article 100(a) EPC, it was argued, inter alia, that the subject-matter of claim 1 of the granted patent lacked novelty with respect to D1 or D2 and that the subject-matter of claim 1 lacked an inventive step with respect to D1 alone or the combination of D1 and D2.VII. [read post]
26 Sep 2023, 4:56 am
[1] 28 U.S.C. [read post]
29 Nov 2018, 11:58 am
NCSLT 2006-1 (8th Cir. [read post]
30 Apr 2008, 7:00 am
The due dates are still May 15 for annual reports, and May 1 for initial reports. [read post]
