Search for: "Equity Services Inc."
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29 Sep 2023, 6:27 am
House of Representatives Committee on Financial Services Posted by Gary Gensler, U.S. [read post]
18 May 2011, 10:34 am
Spartz, Inc., 2:11-cv-01123-JAM-DAD (E.D. [read post]
29 Nov 2011, 9:42 am
• Equity Services, Inc.: Nearly $164,000 in restitution and a $50,000 fine. [read post]
6 Aug 2019, 8:52 am
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles III Suntrust Investment Services, Inc JP Morgan Securities LLC Bingham, Daniel Essex Securities LLC Investors… [read post]
6 Jul 2012, 9:17 am
The Commissioner stated in a press release that “the measures contained in the OSC's final recognition orders materially change the regulatory environment sufficient to substantially mitigate the Bureau's competition concerns” thereby addressing the serious competition concerns that the Bureau had previously communicated to Maple in two areas: equities trading, and post-trade services, including clearing, settlement and depository… [read post]
5 Oct 2023, 9:22 am
Anesthesia Partners, Inc. [read post]
25 May 2010, 2:17 am
UniSAP, Inc., D2009-0297 (WIPO April 28, 2009) () the Respondent offers consulting services for the software products sold by the Complainant. [read post]
23 Mar 2020, 12:00 pm
Inc., Jeff Hignite, Senior Manager at ECG Management Consultants and Paul Kiehl, Attorney at McGuireWoods LLP. [read post]
24 Jul 2020, 4:37 am
Opposer submitted 37 third-party registrations for marks covering both restaurant services and wine, as well as six registrations showing that well-known individuals have registered their names for alcoholic beverages and restaurant services. [read post]
16 Oct 2012, 4:05 pm
The Wall Street Journal reports that according to private equity firm JC Flowers & Co., the return on equity among financials should “normalize to historic levels” even though the economic crisis has resulted in a “major long-term evolution. [read post]
29 Jun 2007, 1:34 am
Also, Home Depot Inc. has sold its contractor supply wing, HD Supply, to a partnership of private equity investors for $10.3 billion. [read post]
12 Apr 2019, 8:25 am
Insurance Agency Peter Gomez NYLife Securities LLC New York Life Insurance Co Harris, Dionna Vanguard Marketing Corporation Henry, Omar Cetera Advisors LLC JP Morgan Securities LLC King, Erin Wells Fargo Clearing Services, LLC Wells Fargo Bank Lin, Linda Lossing, Christopher LPL Financial LLC Edward Jones McNeill, Randolph Buckman, Buckman & Reid, Inc … [read post]
9 Sep 2011, 5:05 am
Gallo Holdings LLC, listed as the note holder representative, is the biggest, with a claim of $147.9 million, according to court papers.Peachtree Holdings Inc. holds 100 percent of the equity interest in the Atlanta-based company. [read post]
17 Dec 2014, 8:10 am
Coastal Equities, Inc. [read post]
21 Feb 2023, 8:19 am
An agreement that the County of Passaic entered into with Horizon Healthcare Services, Inc. contained a dispute resolution provision simply stating that “the parties shall submit the dispute to binding arbitration under the commercial rules of the American Arbitration Association. [read post]
21 Feb 2023, 8:19 am
An agreement that the County of Passaic entered into with Horizon Healthcare Services, Inc. contained a dispute resolution provision simply stating that “the parties shall submit the dispute to binding arbitration under the commercial rules of the American Arbitration Association. [read post]
21 Feb 2023, 8:19 am
An agreement that the County of Passaic entered into with Horizon Healthcare Services, Inc. contained a dispute resolution provision simply stating that “the parties shall submit the dispute to binding arbitration under the commercial rules of the American Arbitration Association. [read post]
24 Mar 2022, 7:47 am
(CRD#:18312) both of Sarasota, and Capital Financial Services, Inc. [read post]
30 Nov 2011, 8:19 am
Below is Bloomberg piece about our client's $383 million FINRA arbitration claim against Citigroup Global Markets, Inc. related to hedge funds, private equity, and derivatives. [read post]
27 Mar 2018, 9:22 am
Meyers & Co., Sharpe Capital Inc., Ladenburg, Thalmann & Co., Carlin Equities, RBC Capital Markets, Lighthouse Financial Group, GFI Securities, Delaney Equity Group, Wilson-Davis & Co., COR Clearing, and Primary Capital in New York, New York from October 2014 until January 2016. [read post]
