Search for: "Exchange Bank"
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4 Dec 2020, 5:09 am
Australian Securities Exchange Welcomes Nuix Limited appeared first on ComplexDiscovery. [read post]
6 Jan 2021, 8:27 am
The OCC focuses on the fact that stablecoins backed by fiat currencies provide the ability to store, transfer, transmit, and exchange the underlying fiat currency. [read post]
31 Mar 2012, 6:15 am
That program, called Deed for Lease, allows struggling homeowners to transfer their titles in exchange for a one-year agreement to remain in the home. [read post]
10 Oct 2008, 12:56 pm
According to the Securities and Exchange Commission, the settlement would cover about 5,500 investors, small business and charities left holding the frozen investments when the market collapsed in February. [read post]
20 Feb 2008, 3:36 am
Too my surprise, the card didn’t work, the airport banks wouldn’t exchange Korean money, and Philippine taxi drivers are so kind that they even take passengers without money. [read post]
16 Jun 2010, 8:31 am
Many community banks under pressure to raise capital are considering selling new shares of stock to investors; however, doing so may cause some banks to be required to register under Section 12(g) of the Securities Exchange Act of 1934. [read post]
11 Mar 2013, 11:25 am
On March 7, the European Banking Authority (EBA) issued an opinion addressed to National Supervisory Authorities (NSAs) on good practices for credit institutions in their risk management of exchange traded funds (ETFs). [read post]
12 Oct 2011, 3:06 pm
The Securities and Exchange Commission has filed securities fraud charges against former United Commercial Bank executives accusing them of concealing loss from assets and loans from auditors that resulted in UCBH Holdings Inc., its public holding company, to understate its operating losses in 2008 by at least $65 million. [read post]
19 Jan 2017, 6:55 am
Magic circle firm leads for HSBC on Bank of Cyprus London IPO [read post]
3 Dec 2009, 5:50 pm
The US Securities and Exchange Commission’s amended complaint regarding the acquisition of Merrill Lynch by Bank of America Corp. last January includes one new assertion. [read post]
24 Oct 2022, 10:17 pm
Disguised foreign exchange trading, underground banking, and fund splitting; 2. [read post]
16 Nov 2016, 8:20 am
This summer, the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) both fined Merrill Lynch, the brokerage arm of Bank of America Corporation, for negligently failing to adequately disclose information in connection with the sale of a product called “Strategic Return Notes” (“SRNs”). [read post]
16 Nov 2016, 8:20 am
This summer, the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) both fined Merrill Lynch, the brokerage arm of Bank of America Corporation, for negligently failing to adequately disclose information in connection with the sale of a product called “Strategic Return Notes” (“SRNs”). [read post]
16 Nov 2016, 8:20 am
This summer, the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) both fined Merrill Lynch, the brokerage arm of Bank of America Corporation, for negligently failing to adequately disclose information in connection with the sale of a product called “Strategic Return Notes” (“SRNs”). [read post]
10 Jan 2021, 2:23 pm
Department of Justice (DOJ) and Securities and Exchange Commission (SEC) announced charges against Deutsche Bank for violations of the Foreign Corrupt Practices Act (FCPA). [read post]
10 Jan 2021, 2:23 pm
Department of Justice (DOJ) and Securities and Exchange Commission (SEC) announced charges against Deutsche Bank for violations of the Foreign Corrupt Practices Act (FCPA). [read post]
13 Mar 2012, 1:41 pm
Ohio Attorney General Mike DeWine filed suit against BNY Mellon on Monday for alleging that the company defrauded two state pension funds enrolled in its standing instruction foreign currency exchange trading program. [read post]
11 Sep 2020, 12:09 pm
The Securities and Exchange Commission today announced that it has adopted rules to update and expand the statistical disclosures that bank and savings and loan registrants provide to investors, in light of changes in this sector over the past 30 years. [read post]
13 Aug 2009, 9:36 am
CNN Money reported that Bank of America's negotiated $33 million settlement with the Securities and Exchange Commission has hit a roadblock. [read post]
24 Sep 2009, 8:37 am
The settlement would have meant that the Bank paid a $33 million fine in exchange for neither admitting nor denying responsibility. [read post]
