Search for: "Financial Asset Securities Corporation"
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10 Aug 2023, 1:56 pm
(CRD#:10641) of New Bedford, MA, LPL Financial Corporation (CRD#:6413) of East Falmouth, MA, and Securities America, Inc. [read post]
10 Aug 2023, 10:21 am
An asset purchase is an option available to an individual or business entity, known as the buyer, to acquire the assets of a business corporation. [read post]
10 Aug 2023, 5:14 am
Facilitating Estate Planning Estate planning is planning how one’s assets will be divided after death. [read post]
9 Aug 2023, 9:01 pm
Apply these revised capital requirements to all banking organizations with $100 billion or more in total assets. [read post]
9 Aug 2023, 6:05 am
Currently, the Lafarge forfeiture funds are held in the Department of Justice Assets Forfeiture Fund within the U.S. [read post]
8 Aug 2023, 10:09 am
During his career his clients have included many of the Fortune 1000 in industries such as: Financial services—consumer & mortgage banking, wealth asset management; Healthcare—payors; and Retail—eCommerce. [read post]
6 Aug 2023, 5:40 am
Specifically, the Age 29 Law “expands access to health insurance through a COBRA-like benefit for young adults by requiring commercial insurers, non-profit corporations, and HMOs to offer an option to continue coverage for unmarried young adults through age 29, regardless of financial dependence, under a parent’s group health insurance policy. [read post]
3 Aug 2023, 11:22 am
According to The Financial Industry Regulatory Authority (FINRA), between May 4, 2018, and June 29, 2018, FSC Securities, Royal Alliance, SagePoint Financial and Woodbury Financial negligently failed to communicate to investors that GPB Capital Holdings, LLC failed to timely make required filings with the Securities and Exchange Commission, including filing audited financial statements. [read post]
1 Aug 2023, 4:27 pm
The United States Securities and Exchange Commission (“SEC”), for example, has focused on ESG by investigating and taking action against companies that tout business practices such as consideration of environmental sustainability, but fail, in practice, to live up to their claims. [read post]
31 Jul 2023, 7:22 pm
For example, banks held highly rated mortgage-backed securities (MBSs) before the 2008 financial crisis, in part because those assets had a higher expected rate of return than did other assets with the same risk weight. [read post]
31 Jul 2023, 6:34 pm
" For them, those who know better--the state or well meaning, well educated and well financed collectives are there to rip false consciousness, and guide them to a spiritual if not financial rebirth as a creature reshaped in the image of those who have come to help. [read post]
30 Jul 2023, 9:01 pm
A focus of the Strategy was to increase the United States’ ability to fight “transnational” corruption in the “U.S. and international financial systems,” and to stop money laundering (i.e., actions “to hide assets and launder the proceeds of corrupt acts. [read post]
29 Jul 2023, 2:17 am
Financial/Accounting. [read post]
28 Jul 2023, 1:02 pm
When this corporation and its foundation of fraudulent activity was discovered, Enron collapsed. [read post]
28 Jul 2023, 1:00 pm
Corporate trustees typically charge an annual fee based on the value of assets held in the trust. [read post]
28 Jul 2023, 12:44 pm
From corporate executives to accountants and bookkeepers, anyone handling financial matters can be involved in this illicit activity. [read post]
28 Jul 2023, 7:31 am
By John Filar AtwoodAmericans for Financial Reform (AFR) strongly opposes the package of ESG-focused legislation put forward by the House Financial Services Committee, which held its markup of the bills today in the culmination of what Republican committee members had dubbed “ESG month. [read post]
28 Jul 2023, 6:30 am
Securities and Exchange Commission, on Thursday, July 27, 2023 Tags: Cybersecurity, Disclosure, Monetary policy, proposed rule, Risk, SEC enforcement [read post]
28 Jul 2023, 6:30 am
Securities and Exchange Commission, on Thursday, July 27, 2023 Tags: Cybersecurity, Disclosure, Monetary policy, proposed rule, Risk, SEC enforcement [read post]
27 Jul 2023, 6:28 pm
This is especially the case where substantial defendant assets are in Kenya. [read post]
