Search for: "Financial Management Service"
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28 Jan 2021, 8:00 am
Countrywide Pre-Paid Legal Services provides this benefit, and it includes a simple will option. [read post]
28 Jul 2016, 3:22 pm
Financial Management Systems: HUD Needs to Address Management and Governance Weaknesses That Jeopardize Its Modernization Efforts, GAO-16-656: Published: Jul 28, 2016. [read post]
5 Sep 2012, 1:12 pm
Against the backdrop of radical change in the landscape of hedge funds and risk management, not to mention the advent of derivatives, the Managed Funds Association and BNY Mellon, a global financial services company, have issued a report outlining a number of best practices. [read post]
2 Aug 2021, 7:41 am
Ex-Worden Capital Management Broker’s Customer is Seeking Over $200K in Damages Joseph Paul Todaro, currently an SW Financial registered representative, is named in a customer dispute in which the claimant is reporting investment losses from excessive trading, failure to follow instructions, and poor services. [read post]
17 Dec 2013, 5:20 pm
Technological advancements allow financial institutions to use social media in a variety of ways, including marketing; facilitating applications for new accounts, products, or services; and engaging with existing and potential customers. [read post]
25 Apr 2022, 9:32 am
Outsourcing and third party risk management Recognised Payment System Operators and Specified Service Providers. [read post]
10 Nov 2022, 8:51 pm
October has been a busy month for regulators with both ASIC and APRA releasing their reports on the 2021/22 financial year. [read post]
22 May 2023, 10:59 am
FINRA Sanctions American Wealth Management for Reg BI Failures According to the Financial Industry Regulatory Authority (FINRA), the regulator has censured and fined American Wealth Management $35,000. [read post]
19 Feb 2019, 7:00 am
Management wants good benefits for employees. [read post]
7 Nov 2017, 8:50 am
It is why we have a financial wellness program to provide service. [read post]
17 Jul 2012, 12:15 pm
On July 10, the Federal Financial Institutions Examination Council (FFIEC) issued risk management guidance for depository institutions’ use of cloud computing. [read post]
17 Jul 2012, 12:15 pm
On July 10, the Federal Financial Institutions Examination Council (FFIEC) issued risk management guidance for depository institutions’ use of cloud computing. [read post]
13 Jun 2011, 3:43 am
The PTO refused registration of the mark LION GLOBAL RESOURCES for various financial services [GLOBAL INVESTORS disclaimed] in view of the registered mark LION for partly identical financial services. [read post]
18 Nov 2016, 2:38 pm
With the Department of Labor slated to enact a rule next year requiring people who manage retirement funds to act as fiduciaries, financial services companies are looking at what this means for their offerings. [read post]
13 Feb 2014, 7:35 am
Examples could include traditional IT managed services, application development and maintenance services, system implementation services, and other back office support services. [read post]
12 Mar 2015, 7:22 pm
“Changing how government delivers services such as acquisition, financial management, human resources and information technology can improve performance and reduce overlap, duplication and overall costs. [read post]
27 Sep 2018, 6:51 am
Prospects for cooperation in financial services with other countries post-Brexit. [read post]
8 Jun 2022, 5:18 pm
In this case, the court found that an Australian Financial Services licensee was in breach for failing to implement adequate risk management systems to manage its cybersecurity risks. [read post]
17 Aug 2012, 7:50 pm
In Fiduciary Financial Services of Southwest Inc. v. [read post]
18 Aug 2020, 7:59 am
He had formerly helped found the Clutch Group, an e-discovery managed services firm, and served as its executive vice president. [read post]
