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31 May 2011, 2:49 pm
The FSA supports the creation of a Derivatives Trading Venue in order to deliver on G-20 commitments for the trading of standardized OTC derivatives. [read post]
25 May 2011, 4:49 pm
While there are differences on some provisions of the respective laws, he said, the level of overall harmonization is substantial. [read post]
6 May 2011, 9:42 am
Harmon Killebrew. [read post]
4 May 2011, 8:03 am
") The shaman doesn't sing those verses, but any S&G fan will know them.And that's the thing. [read post]
13 Apr 2011, 8:43 am
Treasury is conducting a dialogue on harmonization with international derivatives regulators, as well as with the Financial Stability Board, which the G-20 has charged with the overall monitoring of financial regulation to ensure global consistency.The SEC Chair noted that the Commission is fully cognizant that other jurisdictions are also developing derivatives regulatory frameworks. [read post]
11 Apr 2011, 3:21 pm
In the view of Chairman Bachus, the Volcker provisions collide with the European universal banking model that the EU is unlikely to abandon in the spirit of regulatory harmonization. [read post]
4 Apr 2011, 2:35 pm
The body tasked by the G-20 with monitoring the globally harmonized adoption of financial regulations reported that regulatory regimes for hedge fund and OTC derivatives are being imposed on a generally consistent basis cross-border. [read post]
4 Apr 2011, 10:37 am
The SFC plans to consult the market on the regulatory regime by the third quarter of 2011.Hong Kong regulatory authorities want to implement a trade repository and central counterparty regime for OTC derivatives in line with G-20 principles and harmonized with the Dodd-Frank Act derivatives regulatory provisions and the derivatives legislation that emerges from the European Union. [read post]
25 Mar 2011, 3:13 pm
For example, the Financial Stability Board, which has been tasked by the G-20 with helping to globally harmonize financial regulation, is skeptical of any reliance on or use of the work of third parties.Further, the association said that the use of an SRO for investment advisers may give rise to a public impression that the industry is not properly regulated or overseen, leading to a lack of confidence in investors as to availability of proper protection. [read post]
17 Mar 2011, 9:59 am
": Katia Fach Gómez (Fordham), Judge Nkemdilim Amelia Izuako (U.N. [read post]
7 Mar 2011, 6:56 pm
While recognizing that harmonizing CFTC and SEC regulations implementing the derivatives provisions of Dodd-Frank with foreign regulatory counterparts is necessary for reducing systemic risk and limiting regulatory arbitrage, CFTC Commissioner Jill Sommers fears that differences with EU draft legislation regulating derivatives are growing. [read post]
29 Jan 2011, 1:20 pm
Her most recent publications are Harmonization and its Discontents: A Case Study of TRIPS Implementation in India’s Pharmaceutical Sector, 97 Cal. [read post]
24 Jan 2011, 9:21 am
Further, in the interest of harmonization, the Commission should consider whether to modify the Advisers Act books and records requirements, including by adding a general requirement to retain all communications and agreements, including electronic information and communications and agreements, related to an adviser’s “business as such,” consistent with the standard applicable to brokers.While Section 913(g) of Dodd-Frank does not require the standard of care to… [read post]
24 Jan 2011, 7:15 am
The SEC staff, acting under Dodd-Frank §913(g), has decided to recommend a “uniform fiduciary standard” for broker-dealers and investment advisors who provide investment advice to retail customers. [read post]
9 Jan 2011, 10:39 am
Harmonized sales tax ("HST") is here to stay in Ontario for 5 years due to the arrangement between Premier McGuinty and the Government of Canada. [read post]
30 Dec 2010, 5:10 am
lessons from the United States and Canada G. [read post]
10 Dec 2010, 8:08 am
Hong Kong regulatory authorities announced that they will implement a trade repository and central counterparty regime for OTC derivatives in line with G-20 principles and harmonized with the Dodd-Frank Act derivatives regulatory provisions and the derivatives legislation that emerges from the European Union. [read post]
8 Dec 2010, 5:39 am
By Steven G. [read post]
8 Dec 2010, 5:39 am
By Steven G. [read post]
2 Dec 2010, 9:16 am
. : American Bar Association, Section of Antitrust Law, c2010.AsiaKM50 .A853 2010Asian legal revivals : lawyers in the shadow of empire / Yves Dezalay and Bryant G. [read post]
