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7 Apr 2022, 9:01 pm
[2] See Gary Gensler, “Statement on Exchange Act 10B and Rule 9j-1” (Dec. 15, 2021), available at https://www.sec.gov/news/statement/gensler-10b-rule-9j-1-20211215 [3] See Gary Gensler, “Statement on Public Dissemination of Security-Based Swap Transactions” (Feb. 16, 2022), available at https://www.sec.gov/news/statement/gensler-public-dissemination-sbs-transactions-202202 This statement was issued on April 6, 2022, by… [read post]
21 Mar 2022, 3:31 am
The flurry of recent proposals – including on Rule 10b5-1 plans, buybacks and cyber disclosure – suggests that the floodgates are opening for Chair Gary Gensler’s regulatory agenda. [read post]
26 Jul 2012, 7:29 am
CFTC Wants Direct Access to Customer AccountsCFTC Chairman Gary Gensler announced Wednesday that the agency will seek to have direct electronic access to all bank and electronic accounts holding customer funds. [read post]
7 Nov 2022, 3:15 am
Insider trading is just one of the many topics that the SEC’s Enforcement Division is focused on right now, according to a PLI speech last week from SEC Chair Gary Gensler. [read post]
9 Jun 2022, 9:01 pm
These remarks were delivered on June 9, 2022, by Gary Gensler, chairman of the U.S. [read post]
23 Mar 2024, 6:30 am
Posted by Gary Gensler, U.S. [read post]
23 Mar 2024, 6:30 am
Posted by Gary Gensler, U.S. [read post]
27 Aug 2022, 6:30 am
Posted by Gary Gensler, U.S. [read post]
5 Feb 2022, 5:58 am
Posted by Gary Gensler, U.S. [read post]
18 May 2022, 6:31 am
Posted by Gary Gensler, U.S. [read post]
18 May 2022, 6:31 am
Posted by Gary Gensler, U.S. [read post]
15 Sep 2021, 6:16 am
Posted by Gary Gensler, U.S. [read post]
29 Jul 2021, 5:59 am
Posted by Gary Gensler, U.S. [read post]
27 Aug 2022, 6:30 am
Posted by Gary Gensler, U.S. [read post]
9 Jun 2009, 1:25 pm
Statement of Gary Gensler Chairman, Commodity Futures Trading Commission On June 4th, 2009, Gary Gensler, Chairman of the Commodity Futures Trading Commission, held a hearing before the Senate Committee on Agriculture, Nutrition and Forestry to address the importance of enacting broad reforms to regulate over-the-counter (OTC) derivates. [read post]
11 Dec 2023, 10:19 am
SEC Chair Gary Gensler has expressed skepticism about the technology. [read post]
11 Aug 2021, 2:37 pm
On August 2, Gary Gensler, the Chair of the U.S. [read post]
15 Jun 2009, 4:24 pm
CFTC Reports to US Senate Subcommittee on Financial Services - Testimony Provided by Chairman Gary Gensler On June 2nd, 2009 Gary Gensler of the Commodity Futures Trading Commission (CFTC) addressed the US Senate Subcommittee on Financial Services with a discussion of the issues related to the CFTC’s 2010 Budget. [read post]
5 Aug 2021, 3:15 am
In his remarks last week, SEC Chair Gary Gensler noted that more than 550 unique comment letters were submitted in response to Commissioner Allison Herren Lee’s statement on climate disclosures in March, and three out of every four of these responses supported mandatory climate disclosure rules. [read post]
5 Aug 2021, 3:30 am
Last week, SEC Chair Gary Gensler made remarks at the Principles for Responsible Investment “Climate and Global Financial Markets” Webinar which provide the most comprehensive look to date at what the SEC may be considering for its upcoming climate change disclosure rulemaking. [read post]
