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15 Jun 2009, 4:24 pm
CFTC Reports to US Senate Subcommittee on Financial Services - Testimony Provided by Chairman Gary Gensler On June 2nd, 2009 Gary Gensler of the Commodity Futures Trading Commission (CFTC) addressed the US Senate Subcommittee on Financial Services with a discussion of the issues related to the CFTC’s 2010 Budget. [read post]
3 Oct 2024, 6:32 am
News sources recently reported that the SEC has quietly disbanded its Climate and ESG Task Force for in its Division of Enforcement (the “ESG Task Force”), which had formed in early 2021 under then-Acting Chair Allison Lee and continued under Chair Gary Gensler. [read post]
3 Oct 2024, 6:32 am
News sources recently reported that the SEC has quietly disbanded its Climate and ESG Task Force for in its Division of Enforcement (the “ESG Task Force”), which had formed in early 2021 under then-Acting Chair Allison Lee and continued under Chair Gary Gensler. [read post]
5 Aug 2021, 3:15 am by David Lynn
In his remarks last week, SEC Chair Gary Gensler noted that more than 550 unique comment letters were submitted in response to Commissioner Allison Herren Lee’s statement on climate disclosures in March, and three out of every four of these responses supported mandatory climate disclosure rules. [read post]
5 Aug 2021, 3:30 am by David Lynn
Last week, SEC Chair Gary Gensler made remarks at the Principles for Responsible Investment “Climate and Global Financial Markets” Webinar which provide the most comprehensive look to date at what the SEC may be considering for its upcoming climate change disclosure rulemaking. [read post]
2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Sunday, August 28, 2022 Tags: Disclosure, Misconduct, SEC, SEC rulemaking, Securities regulation, Whistleblowers Statement by Chair Gensler on Final Amendments to the Whistleblower Program Posted by Gary Gensler, U.S. [read post]
10 Dec 2024, 6:00 am by Scott H. Kimpel, Kelli Regan Rice
On November 21, 2024, current SEC Chair Gary Gensler announced that he will resign his position at 12:00 p.m. on January 20, 2025. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
10 Dec 2024, 6:00 am by Scott H. Kimpel, Kelli Regan Rice
On November 21, 2024, current SEC Chair Gary Gensler announced that he will resign his position at 12:00 p.m. on January 20, 2025. [read post]
28 Aug 2022, 9:01 pm by Reynolds Holding
Commission Chairman Gary Gensler’s statement supporting the amendments is available here. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]