Search for: "In Matter of Clayton"
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3 Apr 2020, 3:03 am
Here’s an excerpt: Our investors and our markets thirst for information as a general matter. [read post]
2 Apr 2020, 4:14 pm
SEC Chairman Jay Clayton encouraged market participants to reach out to the agency with requests for guidance or relief. [read post]
25 Mar 2020, 10:16 am
If you have any questions regarding these matters, please contact the authors of this alert. [read post]
24 Mar 2020, 3:49 pm
Clayton’s statement. [read post]
21 Mar 2020, 10:36 am
Clayton worked for J.C. [read post]
13 Mar 2020, 3:00 am
Republican Chair Jay Clayton and Commissioner Hester Peirce submitted statements in support of the rule, while Democratic Commissioner Allison Herren Lee filed a statement in dissent. [read post]
5 Mar 2020, 1:49 pm
John Reed StarkOn February 27, 2020, the SEC announced that it had settled charges against the actor Steven Seagal on charges that he had failed to disclose compensation he received for promoting an initial coin offering. [read post]
2 Mar 2020, 2:25 pm
SEC Chair Jay Clayton has said publicly that the agency will be monitoring companies’ coronavirus-related disclosures. [read post]
2 Mar 2020, 8:18 am
For example, Chairman Jay Clayton has spoken on the importance of human capital at the SEC and he participated in a call with an SEC advisory committee in which he emphasized a flexible approach to disclosure of material human capital information that he said should be viewed through the eyes of company management, sentiments he reiterated in remarks to the Investor Advisory Committee's Investor-as-Owner Subcommittee. [read post]
25 Feb 2020, 2:32 pm
Office of Risk and Strategy: Provision of guidance on developing risks and evolving disclosures, such as LIBOR transition and cyber-security matters. [read post]
20 Feb 2020, 3:02 am
In addition, if issuers have questions regarding the reporting of matters related to the potential effects of the coronavirus, including potential subsequent event disclosure, we welcome engagement on these matters. [read post]
17 Feb 2020, 7:11 am
Since mergers between two large companies often present antitrust issues, the transactions are governed by the Sherman Act, the Federal Trade Commission Act, and the Clayton Act. [read post]
11 Feb 2020, 8:17 pm
No matter what the sales price, Apple keeps 30 percent of the revenue for each sale. [read post]
11 Feb 2020, 4:30 am
The matter of their compliance with their fiduciary duties would require fact-specific analysis.The case is No. 2018-0828-JTL. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, Risk, Risk disclosure, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chairman Jay Clayton on Proposed Amendments to Modernize and Enhance Financial Disclosures Posted by Jay Clayton, U.S. [read post]
5 Feb 2020, 11:24 am
Although an antitrust case, the matter provides interesting issues that also involve the FTC’s consumer protection mission. [read post]
5 Feb 2020, 11:24 am
Although an antitrust case, the matter provides interesting issues that also involve the FTC’s consumer protection mission. [read post]
23 Jan 2020, 10:54 pm
Surely, then, Jay Clayton’s boys can’t have missed too much, right? [read post]
21 Jan 2020, 8:36 am
The Court is expected to render its decisions in a matter of months. [read post]
20 Jan 2020, 6:23 am
Onboarding and Employee Retention Continues to Grow in Importance No matter what happens next year with layoffs, there will be a lot of workers that will need to be trained, retrained and onboarded. [read post]
