Search for: "In re: Clayton"
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17 Mar 2018, 5:37 am
Thank you, Chairman Clayton, and thank you to the extraordinary Staff in the Division of Investment Management for all of the hard work reflected in this proposal. [read post]
16 Mar 2018, 6:08 am
Thomas (Vanderbilt University), on Friday, March 9, 2018 Tags: Board independence, Boards of Directors, Delaware articles, Delaware cases, Delaware law, Disclosure, Fiduciary duties, Hedge funds, In re Revlon, In re Trulia, Management, Merger litigation, Mergers & acquisitions, Settlements, Shareholder activism, Shareholder suits, Shareholder voting, Unocal v. [read post]
1 Mar 2018, 3:33 pm
According to SEC Chairman Jay Clayton’s statement, this new document serves to reinforce and expand the prior guidance. [read post]
28 Feb 2018, 10:00 am
The panel cited the SEC settlement In re Munchee, Inc. as a good example of the type of cooperation that the Commission finds helpful. [read post]
27 Feb 2018, 3:00 am
SEC Chair Jay Clayton has made invigorating the sluggish IPO market one of his top priorities. [read post]
25 Feb 2018, 6:46 am
When naming these individuals, Chairman Clayton cited their shared characteristics, including that they are senior professionals with long-standing industry experience, as reasons why this group has the skills to deliver on his goal of re-evaluating the SEC’s rules and practice. [read post]
23 Feb 2018, 6:14 am
Coxe, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, February 21, 2018 Tags: Cybersecurity, Disgorgement, DOJ, Financial technology, ICOs, Insider trading, Private equity, SEC, SEC enforcement, Securities regulation, Supreme Court Delaware Court Ruling on Trading Price and Fair Value Appraisal Posted by David Berger, Brad Sorrels, and Phillip Sumpter, Wilson Sonsini Goodrich & Rosati, on Wednesday, February 21, 2018 … [read post]
14 Feb 2018, 6:12 am
I also showed that when horizontal shareholding has likely anticompetitive effects, it can be remedied under Clayton Act §7. [read post]
12 Feb 2018, 7:36 am
Clayton also stated that "... simply calling something a currency" or a currency-based product does not mean that it is not a security. [read post]
12 Feb 2018, 3:00 am
” This FedNet video captures Jay Clayton’s full testimony before the committee. [read post]
8 Feb 2018, 9:30 pm
SEC Commissioner Jay Clayton told the Committee that although Initial Coin Offerings (ICO) appear to be subject to securities regulations, most ICOs “are being conducted illegally. [read post]
8 Feb 2018, 4:43 am
Garrett, first elected to Congress in 2002, lost a re-election campaign for his northern New Jersey House seat in 2016. [read post]
29 Jan 2018, 11:28 pm
Many readers may have noted SEC Jay Clayton’s January 22, 2018 speech about his agency’s scrutiny of cryptocurrencies, as well as the January 24, 2018 opinion piece Clayton wrote in the Wall Street Journal along with his counterpart from the CFTC, J. [read post]
26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
2 Jan 2018, 5:08 pm
The Trump Administration Re-Shapes the Federal Judiciary President Trump’s appointment of Neil Gorsuch to the U.S. [read post]
12 Dec 2017, 4:36 pm
” Speaking at a conference in Washington a few days later, SEC Chairman Jay Clayton reinforced the Cyber Unit’s ICO mission and jurisdiction, noting that: “ . . . [read post]
11 Dec 2017, 3:05 am
“We’re not going to try to regulate this one company at a time. [read post]
8 Dec 2017, 6:40 pm
Jonell Lloyd, No. 115,834 (Sedgwick)Sentencing appeal (after remand)Clayton J. [read post]
5 Dec 2017, 8:41 am
As a result, companies would be wise to review their insider trading policies, and to re-emphasize the restrictions on insider trading, he noted.Non-GAAP disclosure. [read post]
29 Nov 2017, 4:07 pm
On the question of whether or not the coin or token is a security, ICOs sponsors will want to heed the recent words of SEC Chair Jay Clayton. [read post]
