Search for: "International Commodities Inc."
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6 Feb 2010, 1:59 am
Pine River Prepack, Inc., Newton, WI, by press release on April 1, 2009 and memorandum dated April 6, 2009. [read post]
17 Dec 2009, 6:33 am
” In re Caremark International Inc. [read post]
9 Jul 2010, 6:12 am
It Don't Mean A Thing If It Ain't Got That Swing On 06/28/10, the Supreme Court of the United States decided Bilski v. [read post]
1 Feb 2010, 6:36 am
Streamlining Management and Internal Processes Mr. [read post]
12 Apr 2016, 3:50 pm
The types of relationships that must exist for such recommendations to give rise to fiduciary investment advice responsibilities include recommendations made either directly or indirectly (e.g. through or together with any affiliate) by a person who: Represents or acknowledges that they are acting as a fiduciary within the meaning of ERISA or the Internal Revenue Code (Code); Renders advice pursuant to a written or verbal agreement, arrangement or understanding that the advice is based on… [read post]
12 Apr 2016, 3:50 pm
The types of relationships that must exist for such recommendations to give rise to fiduciary investment advice responsibilities include recommendations made either directly or indirectly (e.g. through or together with any affiliate) by a person who: Represents or acknowledges that they are acting as a fiduciary within the meaning of ERISA or the Internal Revenue Code (Code); Renders advice pursuant to a written or verbal agreement, arrangement or understanding that the advice is based on… [read post]
18 Jul 2014, 10:40 am
The Designated CPO maintains the Delegating CPO’s books and records with respect to the commodity pool in accordance with Regulation 1.31. [read post]
23 Feb 2023, 9:01 pm
Beyond spoofing, in 2022, MIMF prosecutors successfully pursued a wide range of cases in keeping with our focus on market integrity and individual accountability, including: Charging a defendant in the Southern District of Texas for allegedly running an illegal kickback and commodities insider trading scheme involving natural gas futures; Charging eight defendants in connection with an alleged social media-based “pump and dump” scheme, which resulted in over $114 million in… [read post]
27 Aug 2020, 8:07 am
Plaid Inc. [read post]
29 Dec 2010, 6:45 am
A solid regulatory system and strong demand for Canadian resources and commodities have kept the country in the business headlines for all the right reasons. [read post]
24 Oct 2019, 2:40 pm
Telegram Group, Inc. and Ton Issuer Inc. which sought a temporary restraining order (TRO), the SEC has reached yet another crypto-related milestone. [read post]
20 Jan 2021, 9:50 am
For example, the bill extends anti-retaliation protections to corporate whistleblowers who report misconduct internally. [read post]
17 Mar 2010, 7:51 am
But any change, however rational, in the price of a commodity, always triggers the same knee-jerk response – angry noise. [read post]
17 Nov 2016, 2:35 pm
Moreover, it stands accused of not reporting the fatal Canadian accident, which the NHTSA learned of through international safety regulators and a report by Hyundai. [read post]
17 Jan 2010, 8:45 am
” Dow was to receive $9 billion in cash following the transfer of 50% interest in five Dow commodities chemical businesses. [read post]
30 Apr 2019, 7:01 am
Retail Clerks’ International Union et al.. [read post]
10 Oct 2008, 3:22 pm
Safety then becomes a measured commodity that lends itself to minimal adequacy rather than substantial efficacy. [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
9 Sep 2020, 12:05 pm
Newborn Bros. [read post]
15 Dec 2017, 9:01 am
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the CFTC are required to re-certify their eligibility within 60 days of the calen [read post]
