Search for: "International Securities Exchange"
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20 Feb 2024, 1:40 pm
The report flags concerns about North Korea’s illicit activities and their potential impact on global security, and the country’s ability to bypass international sanctions and continue to finance its nuclear program. [read post]
19 Feb 2024, 11:33 pm
The EU has intensified its efforts to strengthen economic resilience, enhance energy security, and enforce a robust sanctions regime against those undermining peace and international law. [read post]
16 Feb 2024, 10:22 am
In addition to playing a central role in implementing and enforcing the SOX Act, the Securities and Exchange Commission (SEC), plays a key role in setting and enforcing disclosure requirements, proxy regulations and transparency standards for public companies. [read post]
16 Feb 2024, 6:39 am
The SEC (US Securities and Exchange Commission) has exacting criteria for both submission of whistleblower tips and their issuance of any financial bounties, including the amounts. [read post]
15 Feb 2024, 9:08 pm
The full media release can be accessed here. 3 ASIC takes civil penalty action against Telstra Super in Australian-first case On 6 November 2023, ASIC commenced the first civil penalty proceedings under the internal dispute resolution regime, which makes the standards and requirements set out in ASIC Corporations, Credit and Superannuation (Internal Dispute Resolution) Instrument 2020/98 (Instrument 2020/98)… [read post]
15 Feb 2024, 11:25 am
It was the deadliest exchange of fire along the border since the start of the Israel-Hamas war. [read post]
15 Feb 2024, 8:18 am
The coalition warned that without significant amendments, the convention could compromise global cyberspace security and human rights protections. [read post]
15 Feb 2024, 4:47 am
Palestinian Authority President Mahmoud called on Hamas to “quickly” reach a deal to release hostages in Gaza in exchange for Palestinian prisoners in Israeli jails, Palestinian news agency WAFA reported. [read post]
15 Feb 2024, 2:54 am
She practiced law in boutique and international general practice law firms, high-tech and medical device companies, and a major university. [read post]
14 Feb 2024, 9:05 pm
Huang, Securities Price Risks and Financial Derivative Markets. 21 Northwestern Journal of International Law & Business pp. 589-606, 594-598. [read post]
14 Feb 2024, 10:39 am
On February 6, 2024, by a 3-2 vote, the US Securities and Exchange Commission adopted new rules that expand the definition of “dealer” under the federal securities laws. [read post]
14 Feb 2024, 5:16 am
” “Colonisation is illegal under international law and must stop,” it added, saying “Its continuation is incompatible with the creation of a viable Palestinian state, which is the only solution so that Israelis and Palestinians can live, side by side, in peace and security. [read post]
13 Feb 2024, 9:05 pm
This total excludes rules of the stock exchanges, which number in the thousands each year, in all administrations. [read post]
13 Feb 2024, 9:01 pm
Background Under the Exchange Act, a dealer is defined as “any person engaged in the business of buying and selling securities…for such person’s own account through a broker or otherwise. [read post]
13 Feb 2024, 9:09 am
Of the 23 Exemptions, the following are relevant to entities that operate in the investment management space: Any broker or dealer of securities that is registered under Section 15 of the Securities Exchange Act of 1934 (the “Exchange Act”); Any entity registered with the SEC under the Exchange Act; An investment company under Section 3 of the Investment Company Act and registered with the SEC; An RIA (please note that state… [read post]
13 Feb 2024, 8:44 am
This group includes, but is not limited to, the following: Governmental authorities Public utilities companies Financial institutions such as banks and credit unions Securities brokers, dealers, exchanges, clearing agencies, and reporting issuers Investment companies and advisors, including venture capital fund advisers Accounting firms Certain entities that are tax-exempt under section 501(c) of the Internal Revenue Code Finally, those entities that are… [read post]
12 Feb 2024, 6:03 pm
Meyer, Attorney at Law, ABA SLD International Committee Co-Chair | ABA International Law Section National Security Committee Co-Chair This is a joint meeting with ABA International Law Section National Security Committee. [read post]
12 Feb 2024, 8:57 am
SEC Indicates Formal Subpoena Forthcoming for Silver Star Properties REIT Silver Star Properties REIT Inc. has disclosed that the Securities and Exchange Commission (SEC) has initiated a formal investigation into the company. [read post]
12 Feb 2024, 5:25 am
Agency for International DevelopmentU.S. [read post]
Investigators confirm wet weather at time of helicopter crash that killed 6 in San Bernardino County
12 Feb 2024, 5:18 am
” The wreckage will be moved Tuesday to a secure location for further examination, he said. [read post]
