Search for: "Investment of Trust Funds"
Results 341 - 360
of 7,193
Sorted by Relevance
|
Sort by Date
30 Aug 2023, 5:51 pm
However, if the beneficiary will not have control of the funds – i.e., if the beneficiary is a minor – then the grantor will choose a third party to be the trustee. [read post]
14 Jan 2017, 7:45 am
An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]
16 Nov 2011, 5:37 am
The Financial Industry Regulatory Authority (FINRA) has fined Chase Investment Services Corporation (Chase) $1.7 million and ordered it to pay more than $1.9 million to customers as restitution for losses caused by its recommendation of unsuitable unit investment trusts (UITs) and floating-rate loan funds. [read post]
27 Aug 2012, 10:55 am
Non-traded real estate investment trust (REITs) like the Strategic Opportunity Fund have encountered a number of problems over the past year. [read post]
8 Feb 2010, 7:56 am
Prince, --- So.3d ----, 2010 WL 199422 (Fla. 2d DCA Jan. 22, 2010) Access to trust funds is usually a zero-sum game: If I pay trust funds to one party, there's less money for everyone else. [read post]
17 Mar 2016, 6:55 am
But what about when funds are left in trust for a child and the parent is not the person who is put in charge of the trust? [read post]
20 Sep 2011, 9:00 pm
Below we have reprinted the entire regulation. **** Rule 206(4)-2 –Custody of Funds or Securities of Clients by Investment Advisers a. [read post]
13 Jan 2013, 10:55 am
An irrevocable trust can be an accredited investor if: It has more than $5M in assets, it was not formed for the purpose of investing in the fund, and its trustee is a sophisticated person (under Rule 501(a)(7)); OR The trustee or co-trustee of the trust is a bank, insurance company, registered investment company, business development company, or small business investment company (under Rule 501(a)(1)); OR If each grantor is an “accredited… [read post]
22 Sep 2013, 4:55 pm
The WMT must diversify its investments just to meet its existing obligations, and to do so the Receiver proposes to transform the trust and take it out from underneath Section 445.125. [read post]
25 Mar 2020, 6:16 am
Shares of mortgage real-estate investment trusts declined sharply last Wednesday, according to the Wall Street Journal, reflecting growing concerns about firms that “use borrowed money to juice returns at a time when funding markets are in turmoil. [read post]
21 Jan 2016, 7:48 am
A unit investment trust (UIT) is an exchange-traded mutual fund offering a fixed (unmanaged) portfolio of securities having a definite life. [read post]
24 Nov 2021, 12:27 am
Compared to traditional investments, such as stocks, bonds and mutual funds, non-traded REITS, are considerably more complex. [read post]
4 Feb 2009, 11:05 am
How do mutual fund providers compensate the trustee? [read post]
28 Aug 2016, 7:09 pm
Pew Charitable Trusts, New accounting rules help provide a clearer picture, august 23, 2016 – “The nation’s state-run retirement systems had a $934 billion gap in fiscal year 2014 between the pension benefits that governments have promised their workers and the funding available to meet those obligations. [read post]
28 Mar 2017, 12:28 pm
The REIT structure was designed to provide a real estate investment structure similar to the structure mutual funds provide for investment in stocks. [read post]
12 Feb 2009, 1:40 pm
FINRA announced today that it has fined two Wachovia units more than $4.5 million for violations related to the sales of mutual funds and Unit Investment Trusts (UIT). [read post]
13 Apr 2018, 11:42 am
Secondary Market Listing – Hospitality Investors Trust Have you suffered investment losses in Hospitality Investors Trust? [read post]
5 Feb 2016, 2:21 pm
This means that those who invested in this public fund may have suffered losses of more than 50% seemingly overnight. [read post]
14 Jan 2009, 10:02 am
Those same economies of scale also benefit preneed programs that utilize trust funding. [read post]
25 Jun 2014, 11:51 am
Have you suffered investment losses in Inland American Real Estate Trust? [read post]
