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15 Jun 2022, 6:30 am
These apps are very popular and in wide use, but their use to conduct securities trading-related business violates laws and regulations that require banks and broker-dealers to maintain and preserve communications—not to mention banks’ own policies. [read post]
In order to review paper filings, such as Forms 144 submitted in paper form, investors must go to the SEC’s public reference room or subscribe to a third-party information service that scans and distributes the information. [read post]
13 Jun 2022, 4:02 am by Joseph Kim
You can feed and shelter entire villages and not break the bank. [read post]
12 Jun 2022, 2:20 pm by Kevin LaCroix
  The real danger of the promiscuous use of the ESG label is that it leads to very imprecise thinking and communicating. [read post]
10 Jun 2022, 6:33 am
Securities and Exchange Commission, on Thursday, June 9, 2022 Tags: Capital markets, Information asymmetries, Investor protection, Retail investors, SEC, Securities regulation [read post]
10 Jun 2022, 6:33 am
Securities and Exchange Commission, on Thursday, June 9, 2022 Tags: Capital markets, Information asymmetries, Investor protection, Retail investors, SEC, Securities regulation [read post]
7 Jun 2022, 7:03 am by John Jascob
They are:“glossy” annual reports,Form 6–K (foreign private issuers),notices of exempt solicitation,notices of exempt preliminary roll-up communications,Form 11–K (employee benefit plans),filings made by multilateral development banks,certifications of approval of exchange listing,Form 144 for reporting issuers,certain foreign language documents, anddocuments filed pursuant to Investment Company Act Section 33.The Commission is providing a transition period… [read post]
6 Jun 2022, 6:30 pm by Mark Ashton
On that withdrawal bank on roughly $3,000 in federal taxes before you start spending. [read post]
6 Jun 2022, 6:18 am by John Jascob
The blockchain community generally has been criticized for years because of what is perceived to be an excessive need for electricity to power server farms that mine for Bitcoin and other virtual currencies. [read post]
1 Jun 2022, 7:16 pm
It pught to be underlined that here one moves beyond the interlinked networks theories of the late 20th and eary 21st century--not to the structuring of  status based communities or of functionally differentiated governance communities, but of their psychology and sociology, and with that, their intertwined power relations. [read post]
31 May 2022, 3:58 am by Adrián Cisneros Aguilar
Mexico’s business community should help build the on-ramp The recent visit of the Utah trade delegation reinforced that the Mexican business community will have to fend for itself, at least for the rest of this administration. [read post]
26 May 2022, 12:09 pm by Scott R. Anderson, Chimène Keitner
Some have focused on Russian central bank assets while others have sought to include the assets of other Russian entities and nationals as well. [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
  We analyze the potential effects of an escalation of the conflict between the PRC and Taiwan on raw materials, semiconductors, communications, and shipping. [read post]
19 May 2022, 6:03 am by Kevin Kaufman
The Tax Foundation respectfully submits comment on the state tax and revenue implications of the proposed tobacco product standard for menthol in cigarettes. [read post]
15 May 2022, 9:11 pm by The Regulatory Review Staff
November 17, 2020 | Preserving Community and Neighborhood Choice? [read post]
12 May 2022, 7:21 am by Philip Zelikow
Russian central bank assets are usually held in marketable securities, cash or gold. [read post]
A large amount of literature provides evidence that many debt investors, such as banks, monitor firms through private communication and therefore likely do not need to rely as much on public media coverage. [read post]
9 May 2022, 8:48 am by China Law Blog
Another is not speaking about the need to reduce exposure to Xinjiang to employees in China, but, rather, taking steps externally to reduce that exposure, and then communicating it to China-based staff in other ways. [read post]