Search for: "Jay Stocking"
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17 Dec 2020, 3:05 am
All of the SEC Commissioners, including Chair Jay Clayton, released their own statements about the final rules. [read post]
10 Dec 2008, 1:50 am
Stock valuation claims, which have been an issue for U.S. [read post]
24 Aug 2017, 9:30 pm
According to Bloomberg’s Lucas Shaw, “the company’s plan poses an early test for how far SEC Chairman Jay Clayton is willing to go to boost new U.S. listings. [read post]
17 Jun 2018, 10:19 am
And this makes the stock market “cheer” as opposed to run for the exits? [read post]
4 Dec 2017, 11:25 pm
While an Equifax board committee organized to investigate the stock sales concluded that executives were unaware of the breach at the time they sold their shares, the executive’s stock sales are featured prominently in the securities class action lawsuit that has been filed against the company and certain of its directors and officers. [read post]
8 Dec 2017, 6:10 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Tuesday, December 5, 2017 Tags: Boards of Directors, Compliance and disclosure interpretation, No-action letters, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting SEC Chairman’s Remarks on Small Business Capital Formation Posted by Jay Clayton, U.S. [read post]
1 Feb 2019, 8:49 am
In announcing the new rules, SEC Chairman, Jay Clayton, stated “[t]he amended [Regulation A] rules will provide reporting companies additional flexibility when raising capital. [read post]
3 Apr 2020, 4:14 pm
Chairman Jay Clayton praised Commission staff and assured that the Commission is functioning well, although remotely. [read post]
16 Jun 2022, 6:58 am
Mark Warner (D-Va) in a 2018 letter he sent to then-SEC Chair Jay Clayton in which the senator cautioned that companies that elect to invest in their employees can be perceived by the marketplace under current accounting practices as incurring expenses with the result that investors punish such companies.The tabular disclosure would emulate existing disclosures for executive compensation. [read post]
22 Oct 2019, 8:16 am
By Jay Fishman, J.D. [read post]
22 Nov 2017, 8:39 am
By Jay Fishman, J.D. [read post]
19 Jul 2017, 2:44 am
Accordingly, Huizenga applauded SEC Chair Jay Clayton’s recent call for the creation of a Fixed Income Market Structure Advisory Committee that would be asked to give advice to the Commission on the regulatory issues impacting fixed income markets. [read post]
17 Jul 2019, 7:33 am
Hinman said that stock buybacks are a great example of this principle. [read post]
21 Mar 2011, 10:12 am
The lesson here: Don’t ever use stock language in a cover letter.9. [read post]
13 Sep 2008, 10:24 pm
"But so have the stocks of the targets. [read post]
5 May 2010, 7:41 am
Jay likes taking views “You can’t short California stock, so this is a way to make a bet. [read post]
15 Sep 2010, 10:00 am
Senator Jay Rockefeller and U.S. [read post]
27 Nov 2018, 6:09 pm
As discussed below, SEC Chair Jay Clayton recently emphasized that the agency is “sharpening its focus” on Brexit-related disclosures, highlighting the significance of the disclosure-related concerns. [read post]
21 Aug 2019, 8:35 am
Jay Inslee Jay Inslee has an impressive animal protection record from his time as a member of the U.S. [read post]
9 May 2014, 3:50 am
” On this, the SUM prospectus lists more than a dozen proposed products, including “Thread, Cotton and Worsted Stockings” and “Brass and Iron Wire. [read post]
