Search for: "Julie Hedges"
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2 Apr 2014, 8:42 am
Foreign financial institutions (FFIs) of all description—banks, stockbrokers, hedge funds, pension funds, insurance companies, and trusts—will be required to report to the IRS annual information on all clients (both direct and indirect) who are US persons. [read post]
7 Jul 2014, 6:00 am
In July 2012 the UN Human Rights Council finally issued its own guidelines on foreign debt and human rights, yet much remains to be done to promote better understanding of the legal and economic implications of the interface between finance and human rights. [read post]
22 Aug 2016, 11:38 am
.'Corporate Governance & The Public Interest'The 2016 ECGI Asia Conference took place on 8 July 2016 in Tokyo, Japan. [read post]
2 Aug 2010, 2:12 pm
On July 28, bankruptcy trustee Irving H. [read post]
2 Aug 2010, 12:12 pm
On July 28, bankruptcy trustee Irving H. [read post]
3 Aug 2015, 7:58 am
On July 28, the European Banking Authority (EBA) published a chart setting out the key metrics used to identify global systemically important institutions (G-SIIs) in the EU. [read post]
4 Sep 2007, 12:15 pm
Chapter 15 international bankruptcy protection isn't automatic for hedge funds, said Bob Eisenbach of Cooley Godward Kronish LLP in his In The (Red) Business Bankruptcy Blog. [read post]
16 Apr 2018, 6:54 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
24 Apr 2011, 10:06 pm
Magical thinking at the FDIC [David Skeel via Bainbridge] Tags: Crisis of 2008, Wall Street Related posts Microblog 2008-11-25 (0) March 27 roundup (1) July 27 roundup (3) Financial Crisis Inquiry Commission (5) Bigger — and more entrenched — hedge funds (1) [read post]
3 Sep 2010, 7:33 am
America’s financial-reform bill, passed in July, will require hedge funds with assets over $150m—a low threshold—to register with the Securities and Exchange Commission, to hire or designate a compliance officer and to maintain records on trading positions and leverage. [read post]
28 Jul 2021, 3:15 pm
Sheppard Mullin represents swap dealers, asset managers, financial intermediaries, hedge funds and end-users in highly structured transactions as well as in more traditional trading or hedging transactions. [read post]
28 Jul 2021, 3:15 pm
Sheppard Mullin represents swap dealers, asset managers, financial intermediaries, hedge funds and end-users in highly structured transactions as well as in more traditional trading or hedging transactions. [read post]
31 Jul 2023, 6:52 am
Net losses also include adjustments stemming from hedges. [read post]
17 Jul 2019, 8:55 am
It should be noted that Krasner was elected with over $1.4 million in contributions from liberal hedge-fund billionaire George Soros. [read post]
2 Aug 2018, 9:10 am
On 31 July 2018, the European Banking Authority (EBA) published final draft regulatory technical standards (RTS) under the Securitisation Regulation. [read post]
17 Dec 2010, 1:25 pm
The proposal is part of the effort to increase oversight of the over-the-counter derivatives market as required of the CFTC under the Dodd-Frank bill passed in July. [read post]
22 Jul 2011, 7:30 am
On Thursday, July 21, 2011 (the first anniversary of the passage of the Dodd-Frank Act), SEC Chairman Mary Schapiro testified before the U.S. [read post]
27 Jan 2011, 4:51 am
Four of Corp Fin's Dodd-Frank Rulemakings Delayed In its "Implementation of Dodd-Frank Act" rulemaking timeline, the SEC pushed back its estimate yesterday of when it will push out proposed rules from April-July to August-December for the following topics: - Pay-for-performance disclosure (how compensation is related to financial performance; Section 953) - Pay ratios (ratio of CEO pay to average employee pay; Section 954) - Clawback policies (clawback of the… [read post]
12 Jul 2013, 6:15 am
It will allow all manner of advertising by hedge funds in all manner of venues. [read post]
17 Sep 2010, 12:34 pm
At the end of July, the SEC adopted amendments to Form ADV Part 2 and the related rules. [read post]
