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26 Dec 2013, 9:49 pm by Cynthia Marcotte Stamer
EBSA Updates Guidance On Fee Disclosure Requirements For 401(k) Plan Brokerage Window Arrangements Federal Mandate That Employer Health Plans Must Cove [read post]
7 Jun 2021, 9:29 am by William Ford, Christiana Wayne
Wednesday, June 9, 2021, at 3:00 p.m.: The House Appropriations Subcommittee on Financial Services and General Government will hold a hearing on the Office of Management and Budget fiscal 2022 budget request. [read post]
3 Mar 2011, 1:12 pm by Sam E. Antar
On December 9, 2010, Herb Greenberg broke some disturbing news about call options trading on the afternoon before Green Mountain released its November 19, 2010 8-K report claiming it found no misconduct by the company. [read post]
26 Aug 2015, 3:15 am by Broc Romanek
Read Section 1320.4 of the Manual – but the guidance essentially is that Corp Fin has the discretion to allow a company to catch-up: – By filing the last due Form 10-K (with “all material information that would have been included in those filings”) and any subsequent 10-Qs due since that last 10-K (the Manual doesn’t mention the 10-Qs but that is the Staff’s position) – This discretion doesn’t absolve the company of any potential… [read post]
6 Jan 2014, 11:20 pm by Kevin LaCroix
The world of directors and officers liability has long been characterized by rapid change. [read post]
30 Dec 2010, 10:55 am by duipolk
Within seconds, law enforcement and other emergency responders arrived: six Bartow Police patrol cars including two K-9 vehicles, one squad car from the Polk County Sheriff’s Office, one from EMS, and one Bartow Fire Department truck. [read post]
2 Jan 2014, 9:15 am
The SEC Office of the Whistleblower post Notices of Covered Action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million. [read post]
13 Sep 2009, 3:27 pm
Well, he didn't; someone using the nom de plume "jerry k. [read post]
29 Jun 2011, 10:24 am by Kevin LaCroix
As for those claims, I guess we will all just have to stay tuned…   Readers will of course recall that the parties to the securities class action lawsuit brought by shareholders of Countrywide against Countrywide and certain of its directors and officers previously announced a more than $600 million settlement (refer here). [read post]
19 Jun 2017, 10:03 am by Matthew Kahn
The hearing will be held in the Dirksen Senate Office Building, Room SD-491. [read post]
10 Jan 2022, 1:32 pm by Emily Dai
Woods, president and chief executive officer at Atrium Health. [read post]
24 Jan 2012, 2:12 am by Sam E. Antar
Furthermore, the company disclosed (see page 26): Consistent with prior years, the Compensation Committee again chose challenging net sales and non-GAAP operating income (as defined in the GAAP to non-GAAP Reconciliation of Consolidated Statements of Operations table as set fourth [spelled incorrectly] in Exhibit 99.1 on the Company’s current report on Form 8-K filed November 9, 2011.) targets as the financial targets against which to measure any annual incentive… [read post]
13 Sep 2019, 3:00 am by Jim Sedor
Retiring Lawmakers Will Face Tough Market on K Street Roll Call – Kate Ackley | Published: 9/9/2019 K Street recruiters are poring over the list of 21, and counting, lawmakers planning to exit Congress, but the lobbying sector may offer a shrinking supply of big-money gigs heading into the 2020 elections. [read post]
25 Sep 2018, 12:38 pm by Reiter & Walsh, P.C.
These titles are different from Section 504 because they are enforced by the U.S. [read post]