Search for: "MARY WHITE"
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15 Oct 2015, 6:40 am
SEC Chair Mary Jo White noted that the “proposed amendments seek to modernize our rules of practice for administrative proceedings, including provisions for additional time and prescribed discovery for the parties. [read post]
15 Mar 2017, 6:09 am
Consistent with former Chair Mary Jo White’s “broken windows” enforcement policy, the Division of Enforcement brought actions “that spanned the spectrum of the securities industry. [read post]
5 Nov 2009, 12:07 am
Ortiz, 27, was apparently driving his car the wrong way on the northbound 101 near White Oak Avenue early morning on November 1, 2009 when he collided with Moss' car. [read post]
26 Mar 2014, 7:15 am
Recent public comments from SEC Chair Mary Jo White in her speech: “Protecting the retail investor”. [read post]
5 May 2011, 2:19 pm
" [More] Mary Beth Schneider tweets:From SOS release: Rokita Report did no interviews... [read post]
22 Apr 2011, 8:31 am
Updating yesterday's ILB entries, Mary Beth Schneider of the Indy Star reports today:Under a bill the state Senate passed Thursday,... [read post]
1 Apr 2017, 12:32 pm
Presser Making Law Review: A Guide to the Write-On Competition by Wes Henriksen The Case for The Corporate Death Penalty: Restoring Law and Order on Wall Street by Mary Kreiner Ramirez and Steven A. [read post]
24 Dec 2008, 11:20 pm
On Tuesday, the White House released President Bush's formal Christmas Message for 2008 (full text). [read post]
15 Aug 2019, 6:22 am
Unlike the “broken windows” philosophy of Chair Mary Jo White that left little room for interpretation, Chairman Clayton has steadfastly adhered to his focus on “Main Street investors,” which has proven to be a concept that is straightforward in its delivery but difficult to predict in its application. [read post]
11 Jun 2016, 6:43 am
White, Jonathan Wolfman, and Jennifer A. [read post]
6 Feb 2018, 4:15 am
”, “Dear Mary, what a dress! [read post]
30 Jul 2013, 6:16 am
As Chair Mary Jo White recently emphasized: "The SEC is a law-enforcement agency. [read post]
7 Apr 2016, 7:29 am
Speaking last week at the SEC’s and Rock Center’s Silicon Valley Initiative at Stanford Law School, SEC Chair Mary Jo White cautioned Silicon Valley’s start-up companies regarding their potential lack of internal controls. [read post]
13 Mar 2009, 5:15 am
Bush slowly replaced several prosecutors, but kept a few intact, like Mary Jo White, the former chief prosecutor in Manhattan. [read post]
9 Aug 2017, 1:09 pm
In an opinion piece published by the Washington Post, the victim's parents, Jeff and Mary Rich, said police believed the murder was a robbery gone awry. [read post]
16 Mar 2007, 10:21 am
"Early in his career, officials found that Lieutenant [William] White had planted white powder on a suspect in a drug arrest, which cost him his job -- though he won it back with the help of the police union. [read post]
22 May 2007, 3:20 pm
Mary Sues are generally understood to be instances of fairly naked authorial self-insertion. [read post]
26 Oct 2015, 7:25 am
Unfortunately, Chair Mary Jo White encountered significant political pressure to remove the petition from the Commission’s agenda, and the Commission chose to delay consideration of rules in this area. [read post]
7 Oct 2015, 9:00 am
In October 2013, SEC Chairwoman Mary Jo White announced a broken windows enforcement policy to “pursue even the smallest infractions” of U.S. securities laws, including the FCPA, as a means of deterrence. [read post]
26 Oct 2013, 6:02 am
In the six months since Mary Jo White was sworn in as the Securities and Exchange Commission’s 31st Chairman, the SEC has announced important new policies and initiatives as the agency has begun to utilize new enforcement authority under the Dodd-Frank Act and to redeploy resources. [read post]
