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SEC to Mull New Market Integrity Rules
14 Nov 2014, 2:15 pm by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
House passes package of capital formation bills
7 Dec 2016, 6:34 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Court says SEC’s ‘no deny’ settlement language cannot be challenged
28 Sep 2021, 6:01 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Mass. regulator says Morgan Stanley cross-selling ‘sales contests’ ran amok, may have hurt clients
4 Oct 2016, 7:19 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Paxton pretrial habeas petition refused
13 Oct 2016, 5:00 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Mighty Earth makes whistleblower submission to SEC over JBS green bonds
20 Jan 2023, 11:33 am by Unknown
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Industry letter backs Chamber rulemaking petition on COVID-19 lawsuits
10 Feb 2021, 6:49 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Hilbink on Cause Lawyering in Freedom Summer and Beyond
31 Mar 2014, 6:30 am by Dan Ernst
By 1975 that number had jumped to more than eighty.This "explosion" of explicitly activist lawyering marked a significant change in the composition of the American legal profession. [read post]
Legal History Blog - http://legalhistoryblog.blogspot.com/
SEC staff issues C&DIs on mining operations
30 Apr 2020, 7:10 pm by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Announces Advisory Committee on Small and Emerging Companies Members
4 Feb 2016, 7:58 am by Mark Astarita
 More information about the advisory committee, including prior committee recommendations, is available at:  http://ift.tt/165pBPJSEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Government says Justice Gorsuch is one reason to prefer D.C. Circuit case to mull SEC’s law judges
2 Oct 2017, 5:00 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Lawyers who won case against Tesla compensation grant seek percentage of shares rescinded
6 Mar 2024, 5:57 am by Unknown
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Releases FY 2015 Enforcement Data
17 Feb 2016, 10:44 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
ESMA report details guidance rules for inside information under Market Abuse Regulation
21 Jan 2022, 8:17 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
DOL updates guidance for ERISA plan fiduciaries
4 Jan 2017, 5:00 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Biden inauguration heralds regulatory reset
21 Jan 2021, 9:01 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
House Passes Bill to Expand Accredited Investor Definition
3 Feb 2016, 7:45 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
NYC Comptroller Urges Fiduciary Transparency Law
26 Mar 2015, 6:16 am by John Jascob
Nelson, J.D.New York City Comptroller Scott M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Lawyer of the Day: Jon Bruning
29 Jul 2008, 7:35 pm
It is marked with Sophist's avatar (at right).] [read post]
Above the Law - http://abovethelaw.com/
2021 CPA-Zicklin Index of Corporate Political Disclosure and Accountability
17 Dec 2021, 10:25 pm
, James David Nelson, and Roberto Tallarita (discussed on the Forum here). [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov