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25 Apr 2023, 8:09 am by Cynthia Marcotte Stamer
NOTICE: These statements and materials are for general informational and purposes only. [read post]
24 Apr 2023, 4:53 am by Franklin C. McRoberts
Justice Kupferman explained: where a shareholder sues corporate management for breach of fiduciary duty or similar wrongdoing, courts have carved out a fiduciary exception to the privilege that otherwise attaches to communications between management and corporate counsel (quotations omitted). [read post]
23 Apr 2023, 5:53 am by Kevin LaCroix
The Frutarom case arose out of merger between International Flavors & Fragrances, Inc. [read post]
20 Apr 2023, 9:05 pm by renholding
Such knowledge that has not been publicly disclosed is highly valuable price-sensitive information that may be exploited by the issuer’s management and other insiders for financial benefit.[9] In its key phases, a buyback program involves material non-public information, including (a) the size, form, duration, and impact on the issuer’s financial position of the buyback program, (b) the transaction prices and the rate of reduction in the issuer’s capital; and (c)… [read post]
20 Apr 2023, 1:20 pm by Marcia Delgadillo
On February 9, 2023, the Security and Exchange Commission (“SEC”) charged Payward Ventures, Inc. and Payward Trading Ltd. [read post]
20 Apr 2023, 12:28 am by Florian Mueller
The first sign was that it volunteered material to the class-action lawyers (without simultaneously informing Microsoft) beyond the proverbial call of duty. [read post]
18 Apr 2023, 4:21 pm by Cynthia Marcotte Stamer
NOTICE: These statements and materials are for general informational and purposes only. [read post]
FairXchange Inc. had a three-person board of directors, one of whom was also was a partner in a venture capital firm that managed several funds, which invested in the company. [read post]
12 Apr 2023, 3:01 pm by Cynthia Marcotte Stamer
NOTICE: These statements and materials are for general informational and purposes only. [read post]
12 Apr 2023, 5:11 am
" Applicant argued that the relevant consumers will not perceive CRM as the acronym for “"customer relationship management" because the term has not been recognized by the Oxford English Dictionary, and because CRM has alternate meanings as the acronym for “cardiac rhythm management,” “certified reference material,” and “certified records manager. [read post]
10 Apr 2023, 9:01 pm by renholding
 For example, Enforcement brought charges regarding control violations against GE (see this PubCo post), HP, Inc. [read post]
10 Apr 2023, 11:49 am by The White Law Group
 The claim further alleges investment losses in Healthcare Trust Inc and Franklin BSP Lending Corp. [read post]
3 Apr 2023, 4:53 am by Franklin C. McRoberts
Separately, and without David’s involvement, Ray formed Aley Restaurant Management, Inc. [read post]
1 Apr 2023, 7:43 pm by Francis Pileggi
 A director’s right to information is “essentially unfettered in nature,” and that right includes access to privileged material. [read post]
31 Mar 2023, 6:31 am
Posted by Victoria Gaytan and Hilary Novik-Sandberg, BlackRock, Inc., on Friday, March 31, 2023 Editor's Note: Victoria Gaytan and Hilary Novik-Sandberg are Vice Presidents at BlackRock Investment Stewardship. [read post]
31 Mar 2023, 6:31 am
Posted by Victoria Gaytan and Hilary Novik-Sandberg, BlackRock, Inc., on Friday, March 31, 2023 Editor's Note: Victoria Gaytan and Hilary Novik-Sandberg are Vice Presidents at BlackRock Investment Stewardship. [read post]