Search for: "Matter of Trader"
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1 Mar 2019, 10:12 am
Giannakoulias stayed home with the baby and worked as a day trader. [read post]
21 Feb 2019, 6:58 am
The officials pointed to precedent where they upheld a city ordinance forbidding street distribution of commercial and business advertising matter. [read post]
20 Feb 2019, 8:44 pm
Sara Parrello and Fabio AngeliniIs being environmentally friendly a quality which matters for consumers? [read post]
18 Feb 2019, 2:34 pm
The SEC Blockvest TRO News about the SEC’s Blockvest enforcement matter first came to light on October 11, 2018, when the SEC announced that it had obtained a temporary restraining order (TRO) halting a planned ICO of digital tokens called “BLVs. [read post]
13 Feb 2019, 2:30 pm
She also found that they lied about a number of matters, including the charging of trading fees, Laurence’s trading record, and how much money the couple and Pishon had under management. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
29 Jan 2019, 6:32 am
Expanding the floor trader provision in the swap dealer definition is would permit non-dealer traders who trade large amounts of swaps on SEFs or designated contract markets for their own accounts to register as floor traders rather than swap dealers. [read post]
29 Jan 2019, 3:00 am
Ultimately though, the deciding factor between a restatement and an out-of-period adjustment is materiality, and the blog notes that when it comes to materiality, size matters. [read post]
28 Jan 2019, 11:22 pm
Both parties will hate each other, if it goes to court the argument will get messy over the rent arrears and the eviction of the lodgers, probably no matter what the judge decides nobody will feel they won. [read post]
28 Jan 2019, 8:57 pm
California taxes residents based on their worldwide income, from whatever source, no matter how far-flung. [read post]
24 Jan 2019, 1:00 pm
We have decades of experience in securities litigation matters, including the defense of enforcement actions. [read post]
22 Jan 2019, 2:13 am
Any barrister who isn’t a QC is a ‘junior barrister’ no matter how senior they are. [read post]
16 Jan 2019, 3:00 am
The SEC charged the hacker and other traders for that conduct in 2015. [read post]
9 Jan 2019, 12:01 am
Matters were made much worse when the Pequots killed a dishonest trader, John Oldham, in July of 1636. [read post]
7 Jan 2019, 9:01 pm
” Does this “sales talk” constitute advice as a matter of law? [read post]
6 Jan 2019, 8:24 pm
Uber failed to produce any evidence in this matter as to what these laws might be. [read post]
5 Jan 2019, 10:40 am
Most other CFTC operations have lapsed, including work on rulemakings and commodity markets reports, such as the Commitments of Traders Reports. [read post]
2 Jan 2019, 7:24 am
What’s more, such trading imposes higher costs on securities traders who play by the rules. [read post]
28 Dec 2018, 3:00 am
Trader Joe's Co., No. 3:16-CV- 2112 (M.D.Pa. 2018 Mariani, J.), the court noted that neither a single sale directed at the forum state nor the fact that the Defendant's products were carried by national retailers was sufficient to establish jurisdiction.9. [read post]
18 Dec 2018, 2:25 pm
Unless you are an active trader, if you receive daily or weekly trading confirmations, your broker may be churning your account. [read post]
