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A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded $519,000 to Stephen and Brenda Balock in their investor fraud claim against Morgan Stanley (MS). [read post]

Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/

Another CFPB departure: Dan Smith leaving to join ABA

23 May 2019, 11:52 am by Barbara S. Mishkin

Ms. [read post]

CFPB Monitor - http://www.cfpbmonitor.com

Former Janney Montgomery Scott Broker Faces Charges

17 May 2019, 8:42 am by ccollins

Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today so that we can help you explore your legal options. [read post]

Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/

Summaries Sunday: Supreme Advocacy

12 May 2019, 4:00 am by Administrator

Bourque and Ms. [read post]

Slaw - http://www.slaw.ca

Anonymity and a Vulnerable Individual: The Troubling Case of Justyna – Valerie Eliot Smith

10 May 2019, 4:48 pm by INFORRM

On 8 March 2019, interim judgment was handed down in the apparently unremarkable case of Justyna Zeromska-Smith v United Lincolnshire Hospital Trust [2019] EWHC 552(QB). [read post]

Inforrm\'s Blog - https://inforrm.wordpress.com/

Morgan Stanley to Pay Almost $455K For Alleged Retirement Fund Mismanagement

8 May 2019, 1:08 pm by ccollins

A Financial Industry Regulatory Authority (FINRA) arbitration panel is ordering Morgan Stanley (MS) to pay a claimant $454,813 for retirement fund mismanagement. [read post]

Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/

Congress Moves To Enact Federal Paid Leave Rules

8 May 2019, 12:44 pm by Cynthia Marcotte Stamer

Ms. [read post]

HR & Benefits Update - http://slphrbenefitsupdate.com/

Morgan Stanley To Pay $150M Over Mortgage-Backed Securities

6 May 2019, 9:01 am by ccollins

Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]

Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/

Senators write rules of the road for food and agriculture transport

3 May 2019, 9:05 pm by News Desk

” Joining Sasse in cosponsoring the bill are: Senators Fischer (R-NE), Cramer (R-ND), Risch (R-ID), Daines (R-MT), Rubio (R-FL), Tester (D-MT), Smith (D-MN), Crapo (R-ID), Roberts (R-KS), Hyde-Smith (R-MS), Moran (R-KS), Jones (D-AL), Hoeven (R-ND), Rounds (R-SD), Braun (R-IN), Enzi (R-WY), Ernst (R-IA), and Lankford (R-OK). [read post]

Food Safety News - http://www.foodsafetynews.com/

Innocence Project Lawyer Barry Scheck and April Alley to Seek DNA Testing in the Sedley Alley Case

1 May 2019, 8:06 am by Alicia Maule

Ms. [read post]

Innocence Project - http://www.innocenceproject.org/

Wednesday: What’s Hot on CanLII

1 May 2019, 4:00 am by Administrator

Smith v. [read post]

Slaw - http://www.slaw.ca

Puerto Rico Retiree Plan Accuses UBS and Others of Bond Price Rigging

29 Apr 2019, 12:55 pm by ccollins

., Bank of America Securities, Credit Suisse Securities, FTN Financial Securities, Deutsche Bank Securities, JP Morgan Securities, Morgan Stanley (MS), Merrill Lynch, Pierce, Fenner & Smith, and UBS Securities. [read post]

Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/

A Police Shooting In Hamden

20 Apr 2019, 5:00 pm

Ms. [read post]

Norm Pattis Blog - http://www.pattisblog.com/

Decarbonization Advisory Panel Report and Letter to NYS Comptroller

20 Apr 2019, 7:50 am

Williams, Ms. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

[Eugene Volokh] Veil-Wearing Witness’s Religious Concerns Trump Public Trial Rights

18 Apr 2019, 5:02 am by Eugene Volokh

Ms. [read post]