Search for: "National Capital Management, LLC"
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16 Jun 2020, 7:14 am
Taylor Capital Management Inc. [read post]
10 Jun 2020, 1:22 pm
In 2019, the SEC filed a complaint alleging that broker-dealer Spartan Securities Group, Ltd. and transfer agent Island Capital Management LLC, which does business as Island Stock Transfer, helped create and sell at least 19 purportedly legitimate public companies that were in fact shams. [read post]
5 Jun 2020, 1:52 am
Kolta has been working for Worden Capital Management in Garden City, NY since April 6, 2018. [read post]
5 Jun 2020, 1:52 am
Kolta has been working for Worden Capital Management in Garden City, NY since April 6, 2018. [read post]
31 May 2020, 4:22 pm
Recent Judgments On 14 May 2020 Nicklin J handed down judgment in the case of Greensill Capital v Reuters News and Media [2020] EWHC 1325 (QB). [read post]
28 May 2020, 12:57 pm
GPB Capital Holdings, LLC is accused by Massachusetts securities regulators of violating state laws by misleading investors about its finances. [read post]
28 May 2020, 8:02 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
27 May 2020, 7:15 am
On May 26, 2020, Mackenzie Capital Management extended an offer to purchase shares of Pacific Oak Strategic Opportunity REIT, Inc. for $2.50 per Share, according to a letter to investors. [read post]
21 May 2020, 6:40 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Belesis, George Portfolio Advisors Alliance, LLC John Thomas Financial Berghausen, Joseph ADP Broker-Dealer, Inc Cetera Advisor Networks… [read post]
15 May 2020, 9:05 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
13 May 2020, 8:24 am
Publicly-available Form D and Form D amendments filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
4 May 2020, 7:18 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
3 May 2020, 4:16 pm
A Case Study of the Capital One Data Breach, Working Paper CISL# 2020-16, Nelson Novaes Neto MIT Sloan School of Management; IPEN – Atmospheric Chemistry Laboratory; Pontifical Catholic University of Sao Paolo (PUCSP), Stuart Madnick, Massachusetts Institute of Technology (MIT) – Sloan School of Management, Anchises Moraes G. de Paula, C6 Ban [read post]
1 May 2020, 1:08 pm
On April 13, MacKenzie Capital Management, LP reportedly extended a tender offer to purchase shares of KBS REIT II for just $0.75 per Share. [read post]
29 Apr 2020, 11:45 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
27 Apr 2020, 7:38 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
14 Apr 2020, 10:04 am
SQN Capital Management (SQN) is an international finance company and a multinational alternative investment manager specializing in collateralised, non-correlated, income-producing investments, according to its website. [read post]
14 Apr 2020, 7:55 am
The company has offices in New York and California and is an affiliate of SQN Capital Management LLC, a registered investment advisor with the U.S. [read post]
13 Apr 2020, 4:19 pm
Notably, the increase in frequency of Exchange Act securities class actions since 2018 has coincided with the end of the longest running bull market in U.S. history.[12][13] As a result, more fervent shareholder recovery efforts can be expected as the fiduciary duties of institutional investment managers are tested and global investors in the U.S. capital markets seek nontraditional equity investment returns. [read post]
10 Apr 2020, 6:45 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
