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16 Dec 2019, 7:51 am
One of the audit committee’s most important roles is to be proactive, Clayton stated.Teotia noted that the staff of the Office of the Chief Accountant (OCA) frequently speaks with audit committee members. [read post]
14 Jun 2012, 7:01 pm
The SEC official said that her office has no formula for determining a whistleblower reward. [read post]
16 Jan 2017, 5:00 am
You may not need the same level of protection as a firm that must meet Sarbanes-Oxley requirements, but you might want cyber protection. [read post]
20 Jul 2010, 10:49 am
§42121Corporate and Criminal Fraud Accountability Act, Title VIII of the Sarbanes Oxley Act (SOX), 18 U.S.C. [read post]
16 Nov 2011, 8:22 am
Jenkins made $2,091,020 in bonuses and $2,018,893 in company stock sales during that time that should have been reimbursed to CSK Auto pursuant to Section 304 of the Sarbanes-Oxley Act. [read post]
3 Sep 2008, 4:51 pm
In addition, career penalties to missing quarterly earnings benchmarks have increased in the post-Sarbanes-Oxley Act time period. [read post]
6 May 2011, 9:53 pm
Dodd-Frank, however, will likely impact many more executives than previously implicated under Sarbanes-Oxley. [read post]
2 Dec 2008, 12:53 am
The decision is also noteworthy for its discussion of the Sarbanes-Oxley certification issue, but in that respect it also merely followed existing precedent. [read post]
16 Aug 2011, 10:54 am
., suggested there is a growing trend of CLOs being paid on par with the chief financial officer. [read post]
27 Feb 2007, 4:17 am
Attorney's office in recent months with a growing sense of misgivings. [read post]
29 Oct 2023, 3:10 pm
One consequence of that is the public seems to have a poor opinion of corporate officers and directors. [read post]
1 Nov 2010, 5:00 am
(“DHB”) because the settlement "impermissibly releases and indemnifies DHB’s former Chief Executive Officer and Chief Financial Officer against all liability arising under § 304 of the Sarbanes-Oxley Act". [read post]
23 Feb 2018, 12:00 am
With respect to officers and employees of New York State as an employer and its political subdivisions, §75-b of the Civil Service Law provides as follows:"2. [read post]
14 Dec 2021, 8:49 am
Sandlin attempted to rip the helmet off one of the officers. [read post]
22 Apr 2009, 3:53 am
The fact that the Sarbanes-Oxley Act limited the SEC's authority by providing that Board members can only removed for cause did not elevate Board members to the status of principal officers of the US worthy of presidential appointment. [read post]
4 Feb 2010, 12:00 pm
Pursuant to the Sarbanes-Oxley Act, Bank of America’s Chief Executive Officer and Chief Financial Officer are required to certify the accuracy of the Bank’s quarterly and annual reports under the Exchange Act. [read post]
22 Feb 2016, 4:36 pm
Corp, brought to light the potential personal liability faced by directors and officers. [read post]
28 Jun 2010, 10:25 am
May the President be restricted in his ability to remove a principal officer, who is in turn restricted in his ability to remove an inferior officer, even though that inferior officer determines the policy and enforces the laws of the United States? [read post]
2 Jun 2008, 12:02 pm
Jeffrey Lamken, argued that there are no inferior officers within the Board. [read post]
14 Feb 2007, 4:36 am
Since environmental managers and their staff will be developing the base calculations for environmental reserves, where those estimates are change in a fashion that they do not feel is appropriate, the in-house environmental staff will likely be the people who report issues to compliance officers and integrity programs and invoke the whistleblower protections under Sarbanes-Oxley. [read post]
