Search for: "Ontario Securities Commission"
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27 Apr 2012, 11:55 am
Staff of the Canadian Securities Administrators published a staff notice yesterday to highlight issues identified in reports of exempt distributions (private placements) filed under Form 45-106F1, and providing guidance relevant to the preparation of the form. [read post]
9 Nov 2017, 8:04 am
Also in 2016 the AMF and the Ontario Securities Commission became parties to the multilateral arrangement for regulatory, supervisory and oversight cooperation on LCH. [read post]
18 May 2011, 12:43 pm
The key appointments related to energy and environment include: * Peter Kent stays as Environment Minister * Jim Flaherty stays as Finance Minister * Christian Paradis (formerly Natural Resources Minister) takes over as Industry Minister from Tony Clement * Joe Oliver (a rookie MP from Toronto and the former executive director of the Ontario Securities Commission) takes over as Natural Resources Minister from Christian ParadisBookmarks: Delicious, Digg , Facebook, Google,… [read post]
18 May 2011, 12:43 pm
The key appointments related to energy and environment include: Peter Kent stays as Environment Minister Jim Flaherty stays as Finance Minister Christian Paradis (formerly Natural Resources Minister) takes over as Industry Minister from Tony Clement Joe Oliver (a rookie MP from Toronto and the former executive director of the Ontario Securities Commission) takes over as Natural Resources Minister from Christian Paradis Bookmarks: Delicious, Digg , Facebook, Google, Reddit,… [read post]
18 May 2011, 12:43 pm
The key appointments related to energy and environment include: * Peter Kent stays as Environment Minister * Jim Flaherty stays as Finance Minister * Christian Paradis (formerly Natural Resources Minister) takes over as Industry Minister from Tony Clement * Joe Oliver (a rookie MP from Toronto and the former executive director of the Ontario Securities Commission) takes over as Natural Resources Minister from Christian ParadisBookmarks: Delicious, Digg , Facebook, Google,… [read post]
13 Jan 2011, 11:45 pm
Paul Kelley's name in any Securities and Exchange Commission filings. [read post]
28 Sep 2010, 11:48 am
Well, you will need to file the offering memorandum with the Ontario Securities Commission. [read post]
6 Sep 2011, 10:33 am
An independent privacy and security audit — to be reported to Commission as part of the utility’s general rate case filing. [read post]
27 Jun 2009, 4:03 am
Kathleen Casey, Commissioner of the United States Securities and Exchange Commission is the Chairman of the Technical Committee. [read post]
15 Feb 2015, 4:00 am
The Nunatsiavut Government applied to quash the permit, asserting a breach of the duty to … Mounted Police Association of Ontario et al. v. [read post]
22 Oct 2010, 6:09 pm
Arguing that the proposed model will constitute a “takeover” of securities regulation,[3] Lortie suggests that a national securities commission will be captured by federal interests. [read post]
7 Nov 2022, 5:00 am
Here are our leading legal headlines for the week of November 7, 2022 from Wise Law on Twitter:Emergencies Act inquiry to hear from 'Freedom Convoy' protest organizers this weekTrump Organization faces criminal tax fraud trial over perksNew York City agrees to pay $26 million to 2 men wrongly convicted of Malcolm X murderAntisemitic message projected onto stadium during college football game this weekendElon Musk disbands Twitter's board, cementing control over companyJudge… [read post]
13 Nov 2012, 7:43 am
Ed Waitzer - On November 9, the Ontario Securities Commission released a guide intended to assist boards and management of emerging market issuers (Canadian public companies with significant business operations in emerging markets) in addressing the risks of doing business in emerging markets and satisfying their governance and disclosure obligations. [read post]
18 Jul 2014, 12:59 pm
It is the purpose of this paper to suggest that most wrongful convictions in Ontario occur in the form of guilty pleas. [read post]
18 Jul 2014, 12:59 pm
It is the purpose of this paper to suggest that most wrongful convictions in Ontario occur in the form of guilty pleas. [read post]
29 Jun 2020, 4:00 am
… Canadian Securities LawCanadian Regulators Sign FinTech Cooperation Agreement with Financial Supervisory Commission of Taiwan The Ontario Securities Commission recently announced that it has entered into a cooperation agreement with the Financial Supervisory Commission of Taiwan (FSC) in regards to supporting innovative FinTech businesses. [read post]
11 Sep 2012, 1:00 am
Federal Trade Commission (FTC) issued guidance regarding the marketing of mobile Apps. [read post]
28 Jan 2014, 2:00 am
Code protects a broader range of situations than the legislation in Ontario. [read post]
22 Dec 2013, 4:00 am
British Columbia Securities Commission 2013 SCC 67 Administrative Law - The hearing and decision – Decisions of the tribunal – Reasons for decisions – When required On September 8, 2008, McLean entered into a settlement agreement with the Ontario Securities Commission in which she consented “to the making of the order against her” in the form of attachment. [read post]
18 Jul 2007, 9:09 am
Melton, Esq., lmelton@dhayeslaw.com THE HAYES LAW FIRM, www.dhayeslaw.com Earlier this week the Securities Exchange Commission exposed a $45 million ponzi-like scheme conducted out of California. [read post]
