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23 Mar 2023, 7:19 am
The SEC has a three-pronged mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation. [read post]
21 Mar 2023, 9:05 pm
The Securities Exchange Act of 1934 stipulates that the SEC has the authority to act “in the public interest,” and it requires the SEC to maintain “fair and orderly markets. [read post]
21 Mar 2023, 3:00 am
Transition toward lower carbon emissions will reflect the regulatory and legislative choices governments make to balance the need for secure, reliable and affordable energy with orderly decarbonization. [read post]
20 Mar 2023, 5:00 am
As Gensler said in an accompanying statement, “if any of these brokers were affected by a technological event, it could disrupt or impede our markets’ orderly and efficient operations. [read post]
17 Mar 2023, 9:04 am
Trusts create an orderly process whereby your appointed trustees consult with your elder law attorney and are free to act immediately without court interference. [read post]
17 Mar 2023, 4:00 am
The segment downplayed the violence, falsely recasting the mob that breached the Capitol as an “orderly and meek” gathering of “sightseers. [read post]
16 Mar 2023, 2:26 pm
— The Court Of Appeals' Approach Disserves The Orderly And Evenhanded Development Of The Law With Respect To Questions Concerning The Validity Of Agency Regulations Construing the APA to require a nationwide injunction in cases like this one would also impede the usual process by which disputed legal issues are considered by different circuits before (if necessary) being resolved by this In holding that nonmutual collateral estoppel should not apply against the United States,… [read post]
16 Mar 2023, 9:57 am
“This proposal would help promote every part of our mission, particularly regarding investor protection and orderly markets,” Gensler said.The big picture. [read post]
16 Mar 2023, 6:54 am
For example, firms may not be able to control or explain the behaviour of algorithms developed by them and to ensure that these algorithms are orderly and behave as intended. [read post]
15 Mar 2023, 9:01 pm
This proposal, if adopted, would help promote every part of our mission, particularly regarding investor protection and orderly markets. [read post]
14 Mar 2023, 12:15 am
By statute, the OEC has a duty “[t]o monitor and counteract false or misleading information regarding the electoral process that is published online or on other platforms and that may suppress voter participation or cause confusion and disruption of the orderly and secure administration of elections. [read post]
13 Mar 2023, 11:21 am
CBP stated that they were “working to maintain the legal and orderly flow of entry to the US while protecting the safety and security of legitimate trade and travel”. [read post]
13 Mar 2023, 9:56 am
Calibration of macroprudential tools would also be challenging given uncertainties around climate risks and the need for them to help facilitate an orderly transition to net zero. [read post]
10 Mar 2023, 8:17 am
In a notice on its website, the company says: “As of 28 February 2023, Affirm has made the decision to begin an orderly wind-down of our operations in Australia. [read post]
8 Mar 2023, 11:47 am
In 1945 the ALI’s first director, William Draper Lewis, explained the problem they were trying to solve by creating the Restatements:The desire of the legal profession for an orderly statement of our Common Law led to the formation of the American Law Institute in 1923. [read post]
8 Mar 2023, 6:32 am
The BoE is repeating its resolvability assessment of the major UK firms in 2023-24, to assess the progress firms have made in addressing issues identified as part of the first assessment and to monitor progress in maintaining and enhancing their ability to achieve the following three resolvability outcomes: Having adequate financial resources in the context of resolution; Being able to continue to do business through resolution and restructuring; and Co-ordinating and communicating effectively… [read post]
7 Mar 2023, 10:13 am
… "Peaceable and orderly" is not the same as "respectful and courteous. [read post]
6 Mar 2023, 4:00 am
“We want to give New York’s legal cannabis market a fair chance to thrive and give New Yorkers the security of knowing that a safe, orderly system is in place for cannabis dispensaries. [read post]
2 Mar 2023, 10:30 am
The Biden administration is also encouraging safe, orderly immigration procedures by requiring people who plan to enter the U.S., including those who wish to apply for asylum, to schedule interviews with immigration officials ahead of time. [read post]
2 Mar 2023, 10:22 am
Developing a comprehensive parenting plan that works for both parties is essential to ensuring an orderly transition for the children after divorce. [read post]
