Search for: "Peirce"
Results 341 - 360
of 719
Sort by Relevance
|
Sort by Date
2 Jun 2021, 3:30 am
Commissioners Hester Peirce and Elad Roisman issued a response to Chair Gensler’s statement yesterday, saying that the 2020 rules were the result of an unassailable process and that there is no data yet to evaluate whether the rules work in practice. [read post]
21 May 2021, 5:54 am
Peirce, U.S. [read post]
13 May 2021, 3:03 am
Commissioner Peirce also tweeted along with the IM Statement that she hopes the SEC will get comfortable with investors having access to crypto-based securities products, so perhaps crypto supporters took heart from that. [read post]
3 May 2021, 7:49 am
Klein, in lastly posing to the panel the question "What recommendations would you make the SEC," remarked that Commissioner Hester Peirce does not support a world-wide standard for ESG disclosures. [read post]
2 May 2021, 9:05 pm
As SEC Commissioner Hester Peirce recognized, regulators must “be open to technological improvements that make the markets work better and encourage and equip more people to participate in them. [read post]
23 Apr 2021, 5:50 am
Peirce, U.S. [read post]
21 Apr 2021, 6:06 am
In particular, Stump highlighted the work of SEC Commissioner Hester Peirce in discussing the application of the Howey test to digital assets. [read post]
21 Apr 2021, 3:46 am
Double Materiality: What Does Commissioner Peirce Think? [read post]
16 Apr 2021, 5:51 am
Peirce, U.S. [read post]
16 Apr 2021, 5:51 am
Peirce, U.S. [read post]
15 Apr 2021, 8:13 am
However, there is more work to be done, Peirce said. [read post]
14 Apr 2021, 6:00 am
Peirce, U.S. [read post]
14 Apr 2021, 3:03 am
Commissioner Hester Peirce released a Public Statement about the ESG risk alert providing some added context. [read post]
9 Apr 2021, 6:00 am
Peirce)Associated Person Cites Favoritism and Retaliation in FINRA Arbitration... [read post]
19 Mar 2021, 9:37 am
Peirce pointed to two particular areas as creating barriers that are blocking more widespread adoption of crypto assets. [read post]
12 Mar 2021, 11:31 am
Peirce)The Grandfather FINRA OBA Paradox (BrokeAndBroker.com Blog)... [read post]
12 Mar 2021, 11:31 am
Peirce)Law Firm Seeks Litigation Associate (Warren Law Group)... [read post]
12 Mar 2021, 5:59 am
Peirce and Elad L. [read post]
10 Mar 2021, 4:35 pm
Finally, Commissioner Peirce again focused on the need for greater legal clarity around FinTech. [read post]
8 Mar 2021, 3:00 am
Peirce and Commissioner Elad L. [read post]
