Search for: "Policy and Risk Management Services"
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7 Jan 2014, 12:05 pm
In addition to a $150,000 settlement, OCR imposed a corrective action plan requiring APDerm to develop a risk analysis and risk management plan to address and mitigate any security risks and vulnerabilities, as well as to provide an implementation report to OCR. [read post]
18 Feb 2020, 11:49 am
“Information governance advisory services and software are crucial to data security and risk reduction in the entire information management lifecycle-from document management to secure record destruction. [read post]
10 Nov 2014, 4:58 pm
ISS Unilateral Bylaw/Charter Amendments: Under its current policy, ISS treats the following as “governance failures”: material failures of governance, stewardship, risk oversight or fiduciary responsibilities; failure to replace management; and “egregious” actions relating to a director’s service on another board. [read post]
25 Apr 2013, 12:04 am
This type of insurance is of course no substitute for proactive cybersecurity risk management, “such as sound data-protection protocols and employee education. [read post]
22 Nov 2010, 4:17 am
However, the potential risk of a [read post]
11 Feb 2007, 12:00 pm
Should all companies be expected to have a screening policy? [read post]
27 Aug 2012, 2:07 pm
Noting that the “branch inspection process is a critical component of a comprehensive risk management program and can help protect investors and theinterests of the firm”, the Alert details the kinds of practices that sound supervisory systems typically employ as well as the kinds of practices that deficient supervisory systems typically employ. [read post]
8 Jan 2018, 8:50 am
Risk assessments are a fundamental part of any organization’s risk management process. [read post]
23 Oct 2019, 4:00 am
We regularly advise business owners on business formation, day to day business operations, risk management, and all other aspects of running a venture. [read post]
3 Nov 2020, 9:06 pm
Climate risk disclosure will lay the foundation for new regulatory policies. [read post]
9 Dec 2021, 8:38 am
By Anne Sherry, J.D.The latest benchmark proxy voting policies from Institutional Shareholder Services incorporate feedback from a climate survey that also informed ISS’s specialty policies. [read post]
26 Jul 2011, 9:44 am
The Directive requires fund managers to implement and annually review adequate risk management systems in order to identify, manage and monitor appropriately all risks relevant to each fund investment strategy and to which each fund is or can be exposed. [read post]
30 May 2023, 9:05 pm
The report also suggests that existing policies should be re-evaluated and refined to better address the risk of foodborne illness. [read post]
14 Jun 2021, 9:51 am
The notice emphasizes that “it is incumbent on management to conduct due diligence and carefully examine the risks involved in offering a new product or service through a methodical risk assessment process. [read post]
4 Jan 2021, 2:02 pm
Billings for fraudulent COVID related testing or other services present a significant financial risk for employer and other private as well as government programs, as illustrated by indictments against owners of over a dozen New York-area pharmacies announced by the U.S. [read post]
9 Apr 2014, 3:00 am
Learn more: Policy and Governance for Risks to Reputation (PDF) Conference Board of Canada – Reputational Risk and Governance (web link) [read post]
31 Oct 2013, 9:44 am
The Bulletin reflects a renewed focus by the OCC on joint ventures and other third-party relationships outside of the standard service provider context, risks of offshoring services, and the need for closer and ongoing management of third parties that support critical functions. [read post]
13 Oct 2016, 7:57 pm
In July 2015, the Department of Justice (Department or DOJ) Office of the Inspector General (OIG) issued a report on the DEA’s confidential source policies and its oversight of higher-risk confidential sources. [read post]
21 Mar 2024, 11:46 am
In response to the FPC’s conclusion, the Government set out in 2022 its intention to bring forward a regime to manage the risk from ‘critical third parties’ (CTPs),and the statutory framework for the regime was delivered in the Financial Services and Markets Act 2023 (FSMA 2023). [read post]
6 Mar 2024, 3:04 am
Read on for a more detailed summary of what this looks like in practice: (A) Governance and risk management AIs should: Prior to launching custodial services for digital assets, undertake comprehensive risk assessment of its digital asset custodial services, and establish appropriate policies, procedures and controls to manage and mitigate such risks. [read post]
