Search for: "Portfolio Investment Exchange, Inc."
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21 Apr 2010, 4:29 am
Inc., "...played a significant role in the portfolio selection process. [read post]
20 Jul 2023, 10:45 am
SagePoint Financial Inc. [read post]
17 Dec 2018, 3:14 pm
Securities and Exchange Commission. [read post]
24 Jan 2020, 1:00 am
John Fund Inc. [read post]
6 Mar 2023, 9:01 pm
Ideas such as the efficient market hypothesis and modern portfolio theory were not the widely accepted theories that they are today. [read post]
15 Feb 2022, 2:05 pm
[v] There, GigCapital, a Silicon Valley private equity firm, formed GigCapital 3, Inc. [read post]
19 Feb 2013, 2:38 pm
In exchange for paying premiums, the customers shift some of their risk to the insurance companies. [read post]
28 Mar 2011, 3:15 pm
Investment firm Harrington Investments, Inc., a firm specializing in socially responsible investing, announced that it is divesting its entire holding in Chesapeake Energy because of (1) 109 citations against Chesapeake by the Pennsylvanie Environmenta Protection Department for "environmental health and safety" violations, and (2) The poor record of Chesapeake in executive compensation. [read post]
30 Jul 2015, 11:12 am
Securities and Exchange Commission. [read post]
27 Apr 2017, 10:13 am
The changes will simplify reporting for private funds because certain direct investments in private funds will be re-characterized as portfolio investments depending on the nature of the private fund’s investments. [read post]
6 May 2022, 7:30 am
Additionally, Foreign Portfolio Investors registered with the Securities and Exchange Board of India (“SEBI”) may invest in non-convertible debentures issued in India. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
22 Feb 2023, 1:07 pm
Patent TPLF funds generally promise roughly 20% internal rates of return to funders (IRR) year-over-year, or about a 2x to 2.5x return on investment over generally four- or five-year investment cycles, suggesting, at least at the pitch level, that these investments are lucrative for the funders.[15] The biggest (or at least most well-known) players—Magnetar Capital, Burford Capital, Fortress Investment Group, Omni Bridgeway, and Curiam Capital, to name… [read post]
26 May 2015, 11:32 am
FINRA alleged that LPL also failed to deliver confirmations to high net worth customers consisting of various exchange-traded portfolios and mutual funds. [read post]
24 Jan 2019, 2:36 pm
Along these lines, the SEC oversees a mammoth portfolio of regulatory responsibilities. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
8 Nov 2017, 7:40 am
Ass'n, Inc. v. [read post]
11 May 2023, 9:26 am
Apple Inc., 952 F. [read post]
11 May 2023, 11:29 am
Apple Inc., 952 F. [read post]
15 May 2019, 11:44 am
” Further questions arise for investment advisers and funds that wish to include digital assets in their portfolios. [read post]
