Search for: "Private Funding Management Inc" Results 341 - 360 of 2,351
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
23 Oct 2020, 6:03 am
Evidence from Assessments of Compensation Practices Posted by Ana Albuquerque (Boston University), Mary Ellen Carter (Boston College), and Susanna Gallani (Harvard Business School), on Tuesday, October 20, 2020 Tags: Asset management, Capital allocation, Capital markets, Executive Compensation, Fund managers, Index funds, Institutional Investors, Market efficiency, Mutual funds, Skin in the game … [read post]
23 Jun 2017, 6:55 am by John Jascob
Regulations should incentivize companies to make the right decisions in light of their particularized circumstances, they noted.Jeffrey Solomon, President of Cowen Inc. and CEO of Cowen and Company, noted that the cost of operating small funds is quite large in proportion to potential growth and that, ultimately, investors are disadvantaged by cost constraints. [read post]
30 Nov 2018, 6:06 am
Kaplan (University of Chicago), on Monday, November 26, 2018 Tags: Conflicts of interest, Fund managersFund performance, Incentives, Misreporting, Mutual funds, Peer groups, Private equity, Reporting regulation, Reputation, Signaling, Venture capital firms Shareholder Voting in the United States: Trends and Statistics on the 2015-2018 Proxy Season Posted by Matteo Tonello, The… [read post]
On the one hand, the FDIC seems receptive to the idea of structures led by new management teams in which numerous new private investors are limited to relatively small voting equity stakes, presumably because these structures look more like the traditional bank ownership model than those structures - such as "club deals" - in which a smaller number of private equity funds or other private investors hold relatively larger voting stakes. [read post]
3 Jul 2012, 11:16 am by Daniel McCarthy
  Further, to the extent a portfolio company has a relationship with a private equity firm controlled management services company, it should be abundantly clear that the management company’s role is merely to consult and advise the portfolio’s management team, and that all decisions are explicitly reserved for portfolio management. [read post]
18 Mar 2014, 11:21 am
Recently, Berthel Fisher & Company Financial Services, Inc., an Iowa-based financial services firm, was found to be flagging in its supervisory procedures pertaining to REITs and ETFs (exchange-traded funds). [read post]
29 Mar 2012, 4:25 pm
According to the plaintiffs, the defendants violated their fiduciary obligation to the retirement plan, which included investments involving mutual funds and target date funds from RiverSource Investment LLC (an Ameriprise subsidiary that is now called Columbia Management Investment Advisers LLC). [read post]
13 Jul 2016, 6:45 am by Steven Koprince
 Minburn filed the lawsuit under the False Claims Act’s whistleblower provisions, which allow private individuals to sue on behalf of the government. [read post]
4 Oct 2011, 7:21 am by admin
  At the time, private-equity firms, hedge funds and other investors were pouring capital into banks. [read post]
6 Sep 2011, 12:17 pm by Luke Green
On Friday the Federal Housing Finance Agency (FHFA), which manages Fannie Mae and Freddie Mac, filed a number of law suits against the following 17 financial institutions in connection with their sale of almost $200 billion in residential private-lable mortgaged-backed securities to Fannie and Freddie.1. [read post]
5 Nov 2013, 10:32 am by Justin Bagdady
In short, the plaintiff investment firms allege that a managing partner of GSV Asset Management, who was a Twitter shareholder, engaged them to market a fund that would purchase and hold nearly $300 million in private Twitter shares from the Company’s early-stage shareholders. [read post]
22 Feb 2023, 1:07 pm by Dennis Crouch
  Disclosure is limited even for the two well-known, publicly traded litigation fund managers, Burford Capital and Omni Bridgeway; it is sparser still—and highly self-selective—for all the private funds involved. [read post]
7 Mar 2013, 12:36 pm by WIMS
 Check out our LinkedIn company website (click here). 33 Years of Environmental Reporting for serious Environmental ProfessionalsWaste Information & Management Services, Inc. [read post]
5 Dec 2010, 6:00 am by Steven Kaufhold - Guest
Scientific-Atlantic, Inc. (2008) – to find a private right of action against secondary parties for aiding-and-abetting securities fraud committed by a primary violator. [read post]
31 Dec 2019, 8:13 am by CFM Admin
We have provided a detailed overview of the CCPA here, but below are the main items applicable to private fund managers: CCPA Will not affect most managers – in general, the law will only apply to California managers who receive $25M of annual gross revenue. [read post]
23 May 2024, 3:00 am by Yosi Yahoudai
“One security guard said the university’s contractor, Apex Security Group Inc., was recruiting more workers for its 7 p.m. [read post]
6 Feb 2014, 11:40 am
BCE Master Trust Fund was represented by Heenan Blaikie with a team including Anthony Penhale, Terry Didus and Peter Clark.July 2, 2012 – Catamaran Corp., a leading provider of pharmacy benefit management services and health-care IT solutions to the healthcare benefits management industry, completes its merger of Catalyst Health Solutions, Inc. with a wholly owned subsidiary of Catamaran. [read post]
7 May 2008, 3:18 pm
In connection with the latest round of job cuts, the bank also announced that it was planning to exit the municipal bond business and would sell approximately $15 billion in distressed assets to a newly-created fund managed by BlackRock, Inc. [read post]