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30 Nov 2011, 8:19 am
He built close relationships with hedge-fund managers such as Julian Robertson of Tiger Management LLC and joined the board of one of the Tiger funds in 1997, according to Fraser Seitel, a spokesman for Tiger Management. [read post]
11 Oct 2007, 9:42 am
The Supreme Court granted a Writ of Certiorari on March 26, 2007 in the case of Stoneridge Investment Partners LLC v. [read post]
25 Aug 2016, 7:51 am by Arina Shulga
The company is a Texas LLC, and is offering revenue sharing notes. [read post]
24 Nov 2020, 6:52 am by Silver Law Group
Coggins managed these “funds” through his company Coral Gables Asset Management, LLC. [read post]
1 Oct 2014, 6:26 am by Adam Gana
If you, or someone you know, lost money investing with VSR, Berthel Fisher, or Steven Stahler, contact us. [read post]
29 Sep 2023, 8:59 am by Amy Howe
Moab Partners – Whether the failure to make a disclosure required by Item 303 of Securities and Exchange Commission Regulation S-K, which requires a company to disclose known trends or uncertainties that are likely to have a material impact on its financial position, can support a private claim under Section 10(b) of the Securities and Exchange Act of 1934, which prohibits deception in connection with the purchase or sale of securities, even if there has not been an… [read post]
14 Nov 2020, 11:57 am by Russell Knight
Treasury bills and other bonds generally return a lower return in exchange for less volatility in their price. [read post]
10 Feb 2012, 1:25 pm
Private Placements Sometimes companies seek to raise capital by selling unregistered securities in private placements. [read post]
10 Nov 2011, 1:40 pm by My name
Pope, Crowdfunding Microstartups: It's Time for the Securities and Exchange Commission to Approve A Small Offering Exemption, 13 U. [read post]
1 Aug 2017, 7:55 am by Doug Cornelius
Sources: Foreign Qualification of NanomolecularDX with the Massachusetts Secretary of the Commonwealth SEC Files Charges to Stop Fraudulent Misuse of Cancer-Fighting Investments to Fund Restaurant Businesses SEC Complaint NanoMolecularDX,LLC (NMDX) Announces Closing of $1 Million Seed FUnding Through Private Placement NanoMolecularDX & Nuclea Biotechnologies – An Array of Lies? [read post]
1 Aug 2017, 7:55 am by Doug Cornelius
Sources: Foreign Qualification of NanomolecularDX with the Massachusetts Secretary of the Commonwealth SEC Files Charges to Stop Fraudulent Misuse of Cancer-Fighting Investments to Fund Restaurant Businesses SEC Complaint NanoMolecularDX,LLC (NMDX) Announces Closing of $1 Million Seed FUnding Through Private Placement NanoMolecularDX & Nuclea Biotechnologies – An Array of Lies? [read post]
16 Apr 2018, 4:48 pm by Kevin LaCroix
  In a typical ICO, virtual coins or tokens are distributed by a company to the public in exchange for another cryptocurrency or fiat currency. [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
25 Apr 2012, 1:25 pm by Robert Freeman
 TDOT is unique as it is only one of five state departments of transportation that do not borrow money to fund projects. [read post]