Search for: "R. A. Stanley"
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10 Jan 2019, 12:53 pm
Morgan Stanley Smith Barney – In December, FINRA hit the firm with the largest penalty of the year, a $10 million penalty for AML failures during a five year period. [read post]
5 Jan 2019, 11:27 am
We've Moved! [read post]
3 Jan 2019, 5:17 am
Laura, Anthony R. [read post]
2 Jan 2019, 9:02 pm
Salmonella strains as part of the test included Agona, Weltevreden, Typhimurium, Stanley, Enteritidis and Infantis. [read post]
30 Dec 2018, 6:28 am
Justice Byron R. [read post]
27 Dec 2018, 5:41 am
[National Law Journal] * Morgan Stanley hit with $10 million fine from FINRA proving there are still some regulators doing their jobs in this administration. [read post]
26 Dec 2018, 8:39 am
R. [read post]
25 Dec 2018, 3:00 am
R. [read post]
19 Dec 2018, 12:05 pm
It's a demand by public customers for $7.8 million in damages from Morgan Stanley Smith Barney and Wells Fargo Advisors. [read post]
19 Dec 2018, 12:03 pm
In the Matter of Morgan Stanley Smith Barney LLC, Respondent (AWC 2014040051801, December 26, 2018). [read post]
18 Dec 2018, 10:05 pm
Nevertheless, the entire schedule was posted this week, and here are the sessions that jump out at me as being useful for attorneys who use an iPhone and/or iPad: Thursday, February 28 8:45am — MDM (Mobile Device Management): Not just another TLA by Craig Bayer and Stanley Louissant 10:45am — Collecting and Preserving Discovery from Mobile Devices by Brett Burney and John Simek 4:00pm — Showtime in the Courtroom by Judge Herbert Dixon, Jr., Michael Ko, and… [read post]
18 Dec 2018, 9:01 pm
A doctor with a prestigious post at Michigan State University was able to reassure people whose job it is to be suspicious that he did only the most ordinary and normal doctor things to the girls in his care.If we asked Stanley Milgram what makes us defer, [read post]
18 Dec 2018, 9:01 pm
For questions and personal assistance, please contact Stop Foodborne Illness’ Community Coordinator Stanley Rutledge at srutledge@stopfoodborneillness.org or 773-269-6555 Ext. 7. [read post]
18 Dec 2018, 7:47 am
Does Stanley-Becker think Icke originated the phrase "and the truth will set you free"? [read post]
17 Nov 2018, 11:21 am
The authors are an all-star cast of legal historians and historians of the early Republic from Stanford, Princeton, and Columbia: Amalia Kessler, Bob Gordon, Bernie Meyler, Gregory Ablavsky, Stanley Katz, Hendrik Hartog, and Kellen Funk. [read post]
15 Nov 2018, 12:01 am
At the ceremony, John R. [read post]
8 Nov 2018, 9:04 pm
For questions and personal assistance, please contact Stop Foodborne Illness’ Community Coordinator, Stanley Rutledge, at srutledge@stopfoodborneillness.org or 773-269-6555 x7. [read post]
7 Nov 2018, 9:15 pm
Whenever I hear the words “Arizona bad faith law,” I always think of Stanley Feldman and Cal... [read post]
1 Nov 2018, 9:54 am
Friedman (NYT).Here's one of the more interesting comments at the link:Missing: women, 51%, are missing from this analysis and from the famous Stanley Milgram experiment reported. [read post]
31 Oct 2018, 3:07 am
Bruce Plyer – Morgan Stanley – Florham Park, New Jersey According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred financial advisor Bruce Plyer from the securities industry. [read post]
