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12 Jul 2018, 3:55 am
In today's BrokeAndBroker.com Blog, we feature a FINRA arbitration in which a public customer seeks at least $2 million in damages against Raymond James. [read post]
9 Jul 2018, 12:37 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Daniel Harry Curkan Sigma Financial Corporation Morgan Stanley Diaz, Anthony IBN Financial Services, Inc Sandlapper Securities, LLC Brandon Avery Duncan Royal Alliance Associates, Inc Raymond… [read post]
9 Jul 2018, 7:08 am
Maggie Haberman and Jonathan Martin of The New York Times report that Senate Majority Leader Mitch McConnell of Kentucky told Trump that Judges Raymond Kethledge and Thomas Hardiman “presented the fewest obvious obstacles to being confirmed. [read post]
6 Jul 2018, 6:25 am
In law school I took more classes in this room than I can remember, but the one I remember best, of course, was Commercial Transactions with James J. [read post]
30 Jun 2018, 12:52 pm
., Raymond James Financial Services, Inc., and Edward Jones. [read post]
26 Jun 2018, 6:41 am
Dainforth French was previously registered with Raymond James in St. [read post]
22 Jun 2018, 6:52 pm
From 2009 to 2017, Vaccaro was registered with Raymond James Financial Services, Inc. [read post]
14 Jun 2018, 3:56 pm
(“Raymond James”) broker Victor T. [read post]
5 Jun 2018, 11:48 am
” Prior to working for Raymond James, Lyons was affiliated with Morgan Keegan & Company in Shreveport, LA for 23 years. [read post]
4 Jun 2018, 6:30 am
Concorde Investment Services, LLC Independent Financial Group, LLC Jeffrey Michael Johnson Morgan Stanley Raymond James & Associates, Inc Rick Douglas Konency National Securities Corporation J.P. [read post]
3 Jun 2018, 9:26 pm
James Madison looked like a shoo-in to win a seat in the new Virginia House of Delegates. [read post]
3 Jun 2018, 1:52 pm
” Such a conception is metaphysical in nature (I use this description loosely, sans any commitment to Kant’s specific metaphysical edifice and propositions, but more as a way to indicate a transcendence of naturalism insofar as that denotes a realm of strict causation or what Raymond Tallis terms ‘wall-to-wall’ naturalism). [read post]
8 May 2018, 8:53 am
Richard James Murphy Tullett Prebon Financial Services LLC Citation Financial Group, L.P. [read post]
3 May 2018, 1:49 pm
Phillips is a previously registered broker who last worked as a broker for Raymond James & Associates (CRD #705) in Jackson MS, from 2013 to 2016. [read post]
30 Apr 2018, 1:13 pm
”) He is a currently registered broker and investment advisor with Raymond James Financial Services (CRD# 6694) in Murrietta, CA since 01/02/2013. [read post]
25 Apr 2018, 3:05 pm
Enlarge / A fan dressed as President Donald Trump keeps his fingers moving on his iPhone during the Carolina Panthers against Tampa Bay Buccaneers game on Sunday, Oct. 29, 2017 at Raymond James Stadium in Tampa, Fla. [read post]
3 Apr 2018, 6:45 am
David Hydrick was previously employed with Morgan Keegan in Memphis, Tennessee from March 1997 until April 2012, Morgan Keegan in Memphis from April 2012 until March 2013, and Raymond James in Memphis from April 2012 until December 2017. [read post]
26 Mar 2018, 10:18 am
Edwards, Anchor National Financial Services, SunAmerica Securities, Merrill Lynch, LM Financial Partners, Raymond James, USAllianz Securities, Questar Capital Corp in Bismarck, North Dakota from December 2006 until August 2010, Woodbury Financial Services in Bismarck from August 2010 until December 2012 and Questar Capital Corp in Bismarck from December 2012 until December 2015. [read post]
21 Mar 2018, 8:15 am
Kenneth Mathieson, according to his online, public BrokerCheck report with FINRA, was previously registered with Prudential Securities Inc. in New York, New York from September 1987 until November 1999, Citigroup Global Markets in New York from November 1999 until June 2009, Morgan Stanley in New York from June 2009 until April 2014 and Raymond James in New York from June 2014 until March 2017. [read post]
13 Mar 2018, 10:26 am
Brown, a division of Raymond James, was among the Raymond James-affiliated advisers named to the Forbes list of Best-In-State Wealth Advisers. [read post]
