Search for: "Raymond James and Associates"
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1 Mar 2011, 5:45 am
Colorado (Dean David Getches serving until summer 2011) (Search committee here) (Gregory Hicks, Lawrence Mitchell, Margaret Raymond, and Philip Weiser finalists) Dayton (Dean Lisa Kloppenberg serving until summer 2011) ( Paul McGreal named dean.) [read post]
15 Feb 2011, 1:55 pm
$1 Million + Supporters of NPR in 2008 Angie’s List CITGO Petroleum Corporation CSX Corporation Feeding America Fox Searchlight Pictures General Motors Corporation Institute for Supply Management Insurance Company Intel Corporation Johnson Controls Kashi Company Lindamood-Bell Learning Systems Lumber Liquidators MasterCard MGM National Association of Realtors Netflix Northwestern Mutual Foundation Novo… [read post]
13 Feb 2011, 8:01 am
Braud James G. [read post]
12 Jan 2011, 11:36 am
BiographyKF374.D75 S37 2011Bob Drinan : the controversial life of the first Catholic priest elected to Congress / Raymond A. [read post]
3 Jan 2011, 9:28 am
The list includes: Bruce Balonick: Closely & Privately Held Business Law; Corporate Finance Law; Mergers & Acquisitions Law Howard Berrington: Bankruptcy & Workout Law: Commercial; Corporate Finance Law Robert Butters: Association & Non-Profit Law James Chatz: Bankruptcy & Workout Law: Commercial Thomas Conley: Health Law Michael Gesas: Bankruptcy & Workout Law: Commercial Allan Goldberg: Real Estate Law: Associations & Condominiums; Real Estate… [read post]
19 Dec 2010, 10:27 pm
Court of Appeals for the Sixth Circuit stood his ground, however, and CRC’s complaint against him was dismissed with a strongly worded opinion by Judge James Loken of the U.S. [read post]
18 Dec 2010, 3:38 am
Raymond A. [read post]
17 Dec 2010, 10:00 am
Drive, Riis Houses, Manhattan Terence Johnson case 2976/10 formerly associated with the 3rd fl., 5905 Shore Parkway, Bayview Houses, Brooklyn Francisco Maysonet case 2996/10 formerly associated with the 12th fl., 1734 Madison Avenue, Taft Houses, Manhattan Cory Cain case 2882/10 formerly associated with the 4th fl., 535 Havenmeyer Avenue, Castle Hill Houses, Bronx Darnell Robinson case 266/10 formerly associated with the 1st fl., 345 Fountain… [read post]
17 Dec 2010, 9:00 am
Some of them are the Ameriprise Financial Services, Wells Fargo Advisors, LPL Financial, and Edward Jones, Charles Schwab, Chase Investment Services, Morgan Stanley Smith Barney, Raymond James, Merrill Lynch and some others. [read post]
28 Oct 2010, 9:59 pm
Combe, Raymond Gesteland, James U. [read post]
25 Oct 2010, 9:20 pm
Will there ever be hope for young people such as Joseph Jefferson, Aiyisha Hassan, Raymond Chase and Tyler Clementi? [read post]
13 Oct 2010, 11:00 am
Prohibited as of March 24, 2010 Frederick Boyd Case 1740/10 formerly associated with the 5th fl., 340 Morris Avenue, Patterson Houses, Bronx Edward Wright Case 1748/10 formerly associated with the 3rd fl., 383-385 East 141st Street, Mott Haven Houses, Bronx Raymond Hecker Case 1762/10 formerly associated with the 6th fl., 315 Saint James Place, Smith Houses, Manhattan Jaquan Davis Case 1739/10 formerly associated with the16th… [read post]
18 Sep 2010, 11:23 am
(Please reserve early as space is limited) Sincerely,James B. [read post]
10 Sep 2010, 1:33 pm
4/3 Justice Raymond J. [read post]
10 Sep 2010, 2:23 am
That is, he found that the plaintiffs had adequately alleged both scienter and misrepresentation with respect to part of the Section 10(b) claims against one of Raymond James’ operating units, Raymond James & Associates (RJA). [read post]
4 Sep 2010, 5:32 pm
Raymond James affiliates Raymond James & Associates Inc. and Raymond James Financial Services Inc. were ordered to make the ARS repurchase. [read post]
1 Sep 2010, 7:01 am
In July, a panel ordered Raymond James Financial Services Inc. and Raymond James & Associates to repurchase $2.5 million in auction rate securities from an investor who claimed the company failed to warn him about the risks involved. [read post]
28 Aug 2010, 3:29 pm
A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Raymond James & Associates, Inc. and one of its registered representatives to pay $925,000 to a Texas couple who purchased $1.4 million of municipal auction rate securities issued by Jefferson County, Alabama, according to August 26th articles in InvestmentNews by Bruce Kelly (“Raymond James pays more auction rate claims”) and in the Wall Street Journal by… [read post]
2 Aug 2010, 1:18 pm
FINRA ruled in favor of an investor who filed a claim in June 2009 alleging a breach of fiduciary duty and contract by Raymond James & Associates and Raymond James Financial Services. [read post]
28 Jul 2010, 6:49 pm
Greg Merdinger has accused Raymond James Financial Inc. of failing to warn him about the risks associated with ARS. [read post]
