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21 Sep 2011, 7:01 pm
-China High Technology Working Group  (HTWG) Public-Private Sector Dialogue that will be held in Washington, DC on Monday, September 26, 2011. [read post]
15 Jul 2013, 9:25 am by Jay Baris
The SEC believes that private funds should be subject to the same rules for advertising and written communications that apply to mutual funds, whether or not the private funds rely on the exemption from registration. [read post]
11 Aug 2016, 5:26 pm by Ryan McKeen
If you are working at a firm and wish to keep you registration private – register your domain privately. [read post]
5 Jul 2011, 6:00 am by Alexander J. Davie
Item 3 – Form of Organization – The exempt reporting adviser must disclose its corporate form and state of organization. [read post]
14 Oct 2013, 5:53 am by Adam Weinstein
 Regulation D contains three rules (Rules 504, 505, and 506) that provide the rules required to be followed in order to qualify for the exemptions from the more rigorous Securities and Exchange Commission (SEC) registration requirements. [read post]
6 Aug 2011, 10:12 am by David Feldman
As mentioned below, the SEC’s Regulation D is a safe harbor that allows companies to offer securities privately without the burdens of registration of a public offering as long as the offering meets the requirements of Regulation D. [read post]
6 Aug 2011, 10:12 am by David Feldman
As mentioned below, the SEC’s Regulation D is a safe harbor that allows companies to offer securities privately without the burdens of registration of a public offering as long as the offering meets the requirements of Regulation D. [read post]
11 Mar 2015, 9:00 pm by Jan von Hein
For subsequent registrations, the Centre for Private International Law reserves the right to charge a small fee for catering costs and will notify those requesting to attend how much this will be if it is required. [read post]
7 May 2014, 7:24 am by Doug Cornelius
Panel Member: Jason Mulvihill, General Counsel, Private Equity Growth Capital Council Joel Wattenbarger, Partner, Ropes and Gray A bill has passed the House that would exempt private equity fund advisers from registration. [read post]
10 Jul 2011, 12:23 pm by James Hamilton
Section 3(c)(1) exempts from registration a fund whose securities are owned by 100 or fewer persons and that is not making a public offering. [read post]
8 Aug 2018, 1:07 am by Jan von Hein
The latest issue of the „Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)“ features the following articles: M. [read post]
4 Apr 2013, 9:00 am by Doug Cornelius
Prior to registration, the SEC would have needed a subpoena. [read post]
18 Sep 2017, 8:24 am by Pulgini & Norton, LLP
The Land Court found that the registration proceedings involving the previous owner of the plaintiff’s property did not delve into the issue of whether the roadway was public or private. [read post]
30 Mar 2010, 12:01 am by William Carleton
Regulation D provides certain exemptions from the registration requirement, thus removing that gatekeeper protection. . . . [read post]
3 Sep 2010, 10:39 am
-domestic registrants, and   extended phase-in periods for compliance with certain existing and new rules. [read post]