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11 Mar 2016, 2:05 pm by Mark Astarita
  It also seeks return of allegedly ill-gotten gains along with interest, penalties, and permanent injunctions and other relief against Nase and BIC.The SEC’s investigation was conducted by Manuel Vazquez, Matthew Montgomery, Roger Boudreau, and Robert Conrrad, and the litigation will be led by John Berry, John Bulgozdy, Mr. [read post]
10 Mar 2016, 5:25 pm by Mark Astarita
  Some money from new investors was allegedly used to pay earlier investorsThe SEC’s complaint, filed today in federal district court in Oregon, alleges that CEO Robert J. [read post]
6 Mar 2016, 4:44 pm by INFORRM
 In anticipation of the release the government announced that there will be ‘no legal changes,’ Matthew Hancock, the cabinet office minister who commissioned the report, said “after 10 years we took the decision to review the Freedom of Information Act and we have found it is working well. [read post]
16 Feb 2016, 11:09 am
You hear, in order, from Heather Hurlburt, Bill Scher, Matt Lewis, Sarah Posner, Robert Farley, Megan McArdle, Matthew Yglesias, Andrew Sullivan, John McWhorter, John Horgan, Michelle Goldberg, David Frum, Glenn Loury, George Johnson, and — last — me: [read post]
11 Feb 2016, 2:43 pm by Mark Astarita
 The SEC’s continuing investigation is being conducted by Matthew Montgomery and Robert Conrrad, and the litigation will be led by Gary Leung. [read post]
31 Jan 2016, 9:01 pm by Ronald D. Rotunda
The year began with the death of Mario Matthew Cuomo (June 15, 1932, to January 1, 2015). [read post]
26 Jan 2016, 9:01 pm by Michael C. Dorf
Dorf, a Justia columnist, is the Robert S. [read post]
11 Jan 2016, 5:30 pm by Colin O'Keefe
Top 10 Developments/Headlines in Trade Secret, Computer Fraud, and Non-Compete Law in 2015 – Robert B. [read post]
28 Dec 2015, 8:18 am by Mark Astarita
 The report also discusses new requirements for NRSROs that took effect in June to address internal controls, conflicts of interest, disclosure of credit rating performance statistics, procedures to protect the integrity and transparency of rating methodologies, disclosures to promote the transparency of credit ratings, and standards for training, experience, and competence of credit analysts.The following SEC staff contributed to the examinations and reports:  Diane Audino, David… [read post]
23 Nov 2015, 12:26 am
Nyman, The Process of Macroprudential Oversight in Europe Robert T. [read post]