Search for: "SECURITIES CORP."
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29 Nov 2023, 8:59 am
If you have suffered investment losses with Keith Curtis and Aegis Capital Corp, the securities attorneys at the White Law Group may be able to help you. [read post]
29 Nov 2023, 7:29 am
According to his broker report, Aegis Capital Corp discharged Silvestri in July 2023 after the “Firm determined that Mr. [read post]
28 Nov 2023, 12:05 pm
Background Spartan Energy Acquisition Corp. [read post]
28 Nov 2023, 10:19 am
Potential FINRA Claims If you have suffered losses investing with Hector Hernandez and Money Concepts Capital Corp., the securities attorneys at the White Law Group may be able to help you. [read post]
27 Nov 2023, 7:44 am
His previous employers included Oriental Financial Services Corp. [read post]
27 Nov 2023, 4:25 am
A-33.2, which grants the FMAT jurisdiction to make determinations under the Securities Act. [read post]
23 Nov 2023, 10:41 am
Gerill Corp., 124 Ill. [read post]
21 Nov 2023, 4:23 am
Israel released security camera footage from Oct.7 which they say shows Hamas gunmen chasing people from an outdoor music festival and executing a woman. [read post]
21 Nov 2023, 4:10 am
Here is what the Staff said: Securities Act Rules CDIs Question 239.02 (also repeated as Securities Act Rules CDIs Question 240.17) Question: A well-known seasoned issuer registers securities on an automatic shelf registration statement and elects to defer payment of filing fees pursuant to Rule 456(b). [read post]
21 Nov 2023, 4:05 am
This was basically the securities law nerd’s equivalent of the Holy Grail. [read post]
20 Nov 2023, 1:08 pm
US authorities are investigating whether the Musk-owned social network, now officially called X, is complying with the settlement's privacy and security requirements.Read 10 remaining paragraphs | Comments [read post]
20 Nov 2023, 4:58 am
Israel intensified violence in northern Gaza on Saturday moving armored corps units and infantry in densely packed Gaza City regions. [read post]
20 Nov 2023, 3:00 am
The registrant may send the definitive proxy statement to security holders starting at 12:01 a.m. on October 30, 2023. [read post]
20 Nov 2023, 2:55 am
Rule 14a-4(b)(1) states that “[a] proxy may confer discretionary authority with respect to matters as to which a choice is not specified by the security holder,” so long as the form of proxy states in bold-faced type how the proxy holder will vote where no choice is specified. [read post]
20 Nov 2023, 2:45 am
[November 17, 2023] It is always helpful to get new and revised guidance from the Corp Fin Staff, but it is particularly helpful to receive the guidance when you are tasked with writing a securities law blog during the short week of Thanksgiving! [read post]
17 Nov 2023, 10:53 am
Macquarie Infrastructure Corp. v. [read post]
17 Nov 2023, 6:05 am
Airstrikes in Syria On Nov. 8 and 12, 2023, the United States carried out airstrikes on facilities in Syria allegedly used by Iran’s Islamic Revolutionary Guard Corps (IRGC). [read post]
15 Nov 2023, 6:26 am
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
14 Nov 2023, 9:01 pm
According to the SEC’s order, Citadel Securities incorrectly marked [read post]
13 Nov 2023, 5:07 pm
Corp. [read post]
