Search for: "Scott A. Smith"
Results 341 - 360
of 2,035
Sort by Relevance
|
Sort by Date
29 Dec 2020, 7:40 am
Forrest Jones (Forrest Andrew Jones CRD:# 4880765) is a former registered broker and investment advisor whose last known employer was Merrill, Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Conroe, TX. [read post]
28 Dec 2020, 1:55 pm
His previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Frisco, TX, Morgan Stanley Smith Barney (CRD#:149777) and Morgan Stanley & Co. [read post]
28 Dec 2020, 6:49 am
Whistleblower Complaint The whistleblower was a broker at Morgan Stanley Smith Barney when he and other brokers and financial advisors were told about the CitiFX Alpha trading program. [read post]
22 Dec 2020, 8:43 am
The whistleblower had been a broker at Morgan Stanley Smith Barney. [read post]
20 Dec 2020, 8:43 am
Smith proposed four ways in which President-elect Biden could make progress on cybersecurity on day one. [read post]
17 Dec 2020, 11:35 am
A former South Florida Morgan Stanley Smith Barney broker’s decision to blow the whistle on alleged misconduct has resulted in an almost $1.8 million award from the Securities and Exchange Commission, which said the complaint helped uncover crucial evidence and claw back millions for investors.Represented by James Sallah of Sallah Astarita & Cox, LLC and Scott Silver of Silver Law Group the complaint revolved around a foreign currency trading program called “CitiFX… [read post]
15 Dec 2020, 12:09 pm
Smith proposed four ways in which President-elect Biden can make progress in cybersecurity on day one. [read post]
15 Dec 2020, 8:30 am
Smith (Emory), Alexander Volokh (Emory), Camilla E. [read post]
11 Dec 2020, 2:51 pm
Renaker Hasselman Scott and Kantor & Kantor. [read post]
10 Dec 2020, 8:30 pm
National/Federal Barr Taps Durham as Special Counsel, Pushing Probe into Biden Era Politico – Kyle Cheney and Josh Gerstein | Published: 12/1/2020 Attorney General William Barr appointed U.S. attorney John Durham as a special counsel to investigate the origins of the FBI’s probe of Russian interference in the 2016 election. [read post]
9 Dec 2020, 8:30 pm
’s Ethics Commission Gets a New Boss: A 29-year employee of the watchdog agency” by Dakota Smith (Los Angeles Times) for Yahoo News Texas: “California-Based Independent Voter Project Hosts Trip to Hawaii for State Legislators, Raising Ethics Filing Probe” by Bethany Blankley for The Center Square Lobbying Europe: “EU Lobby Register Falls Short of Transparency Demands” by Cristina Gonzalez for Politico California: “L.A. [read post]
7 Dec 2020, 10:16 am
Suzanne Maloney, the vice president and director of the Foreign Policy program at Brookings, and Lawfare senior editor Scott Anderson will join Benjamin Wittes to answer questions from the Lawfare community about the challenges facing the U.S. [read post]
2 Dec 2020, 6:30 am
And your top two Florida schools are.....FSU at 84.4% (135/114) comes in second, and that means once again FIU kicks some Bar butt coming in at NUMBER ONE with an 89.3% bar passing rate (103/92) which is not surprising because any law school that has REGJB Legend H.T Smith and REGJB irregular Scott Fingerhut as professors is doing something right. [read post]
23 Nov 2020, 2:14 pm
If you have investment losses, contact Scott Silver at ssilver@silverlaw.com or toll free at (800) 975-4345 for a no cost consultation to discuss your options. [read post]
23 Nov 2020, 6:31 am
• David Scott Brasington, 64, of Dickinson, died August 10, 2020. [read post]
9 Nov 2020, 1:39 pm
Ex-Concorde Investment Services Broker Allegedly Made Negligent Recommendations Robert Scott Smith, the President of Peregrine Private Capital in Newberg, Oregon, and a former Concorde Investment Services, is named in multiple Financial Industry Regulatory Authority (FINRA) arbitration claims by former customers that invested in GPB private placement funds at his recommendation. [read post]
23 Oct 2020, 8:03 am
Deependra Logani Morgan Stanley Smith Barney LLC Santander Securities LLC Anthony Mastroianni Jr. [read post]
8 Oct 2020, 1:09 pm
Expanding the Internet of Things: Four Key Legal IssuesOctober 2020 By David Verhey Verhey is Partner with Dunlap Bennett & Ludwig in Washington DC office. [read post]
1 Oct 2020, 7:40 am
In a world of growing dependence on technology, consumers of information and communications technology (ICT) goods face an increasingly important question of provenance: How, if at all, can users be confident that the systems on which they rely will function as they are supposed to? [read post]
25 Sep 2020, 12:30 pm
Rogers 20-272Issue: Whether the Court of Appeals of Maryland departed from the Supreme Court’s decisions in Smith v. [read post]
