Search for: "Securities Investor Protection Corporation"
Results 341 - 360
of 4,465
Sorted by Relevance
|
Sort by Date
28 Jun 2018, 7:58 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
29 Jun 2018, 7:58 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Feb 2024, 10:22 am
In that regard, Blockchain technology can enhance corporate governance by offering transparency, traceability and security in record-keeping. [read post]
16 Jul 2013, 7:03 am
” [1] The federal corporate disclosure regime was established by Congress and serves as a cornerstone of the Commission’s tripartite mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. [read post]
3 Oct 2014, 10:56 am
Schmidt Photo by doncarlo In the wake of the recent financial crisis, the Dodd-Frank Act created the SEC Investor Advisory Committee with the stated purpose of advising the SEC on (i) regulatory priorities of the SEC;(ii) issues relating to the regulation of securities products, trading strategies, and fee structures, and the effectiveness of disclosure; (iii) initiatives to protect investor interest; and(iv) initiatives to promote investor confidence… [read post]
16 Jan 2018, 6:56 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
19 Dec 2014, 7:30 am
A good corporate attorney can negotiate with investors and draw up corporate documents that give you the best possible terms for retaining some control over your company. [read post]
9 Jan 2023, 12:30 pm
Each secured millions of dollars from venture capital firms and investors as startups. [read post]
8 Aug 2008, 7:39 pm
Some lawmakers want investors to be included as consumers protected by the bill. [read post]
10 Jul 2012, 1:54 pm
It may be appropriate, said the Canadian Securities Administrators, to consider regulating proxy advisors if the above-noted concerns are validated and have a negative impact on the integrity of Canadian capital markets.A conflict of interest may exist if a proxy advisory firm provides vote recommendations to institutional investors on corporate governance matters for which the same firm provided consulting services to the issuer. [read post]
14 Dec 2010, 4:44 am
In Corporate Governance, Jonathan Macey argues that less government regulation--not more--is what's needed to ensure that managers of public companies keep their promises to investors. [read post]
8 May 2007, 11:19 am
Despite its purpose to protect investors, the Securities Exchange Commission (SEC) has taken numerous actions to reduce its own restrictions and has taken positions on numerous court cases which are contrary to the interests of investors. [read post]
25 Mar 2016, 6:00 am
Securities & Exchange Commission, on Tuesday, March 22, 2016 Tags: Accounting, Accounting standards, Audit committee, Audits, Disclosure, External auditors, Financial reporting,GAAP, Investor protection, PCAOB, Performance measures, SEC, Securities Regulation, SOX SEC Chair on PCAOB Oversight and 2016 Budget Approval Posted by Mary Jo White, U.S. [read post]
12 Oct 2021, 8:48 am
For more information on investing in 1031 DSTs, please see: 1031 Delaware Statutory Trust (DST) Investments Overview The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
4 Jun 2020, 10:47 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
3 Aug 2023, 11:22 am
To contact the firm, please call 888-637-5510 The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
9 Jan 2012, 7:43 am
Noting current uncertainties in connection with European sovereign debt exposures, and the lack of transparent, comparable information, the SEC Division of Corporation Finance issued guidance out of concern about the adequacy of financial statement disclosures for investors. [read post]
13 Apr 2018, 10:20 am
These include: Expedited suspension of brokers and brokerage firms that do not timely pay arbitration awards Modifying the law to allow for disqualification of brokers and brokerage firms that fail to pay arbitration awards A requirement for brokerage firms to raise or preserve capital to pay arbitration awards A requirement for brokerage firms to carry insurance to cover unpaid arbitration awards Expanding the Securities Investor Protection Corporation (SIPC)… [read post]
25 Aug 2009, 12:29 pm
" The coalition of seven corporate law firms suggested that the SEC impose a 5 percent threshold for a single investor and a higher threshold (7-to-10 percent) for investor groups. [read post]
3 Apr 2009, 11:00 pm
Offerings to accredited investors are exempt from the registration requirements on the theory that accredited investors are sophisticated enough to protect their own interests. [read post]
