Search for: "Security Credit Services, LLC "
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6 Dec 2019, 2:22 pm
Legal Opportunities Little River Holdings LLC Controller, Manistee, MI. [read post]
8 Nov 2019, 5:55 am
Securities and Exchange Commission, on Tuesday, November 5, 2019 Tags: Capital markets, Conflicts of interest, Corporate debt, Credit risk, Disclosure, LIBOR, Municipal securities, Ratings agencies, Ratings disclosure The Basis for ISS’ Lawsuit Against the SEC Posted by Steven Friedman, Institutional Shareholder Services, Inc., on Tuesday, November 5, 2019 Tags: Glass Lewis, Institutional… [read post]
5 Nov 2019, 8:03 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
1 Nov 2019, 6:00 am
Buccola (University of Pennsylvania), on Monday, October 28, 2019 Tags: Bankruptcy, Covenants, Credit default swaps, Debtor-creditor law, Defaults, Derivatives, Distressed companies, Greenmail, Hedge funds, Shareholder activism The New Paradigm Posted by Martin Lipton and William Savitt, Wachtell, Lipton, Rosen & Katz, on Monday, October 28, 2019 Tags: Boards of Directors, ESG, International… [read post]
1 Nov 2019, 3:00 am
National/Federal AP Exclusive: Middleman helped Saudi give to Obama inaugural AP News – Alan Suderman and Jim Mustian | Published: 10/29/2019 When President Barack Obama was reelected in 2012, a Saudi tycoon and his business associate sent hundreds of thousands of dollars to the U.S. to help pay for the inaugural celebration and get a picture with the president. [read post]
30 Oct 2019, 8:38 am
Nelson, J.D.A no-action letter issued by the SEC’s division of Trading and Markets to Paxos Trust Company, LLC will allow Paxos to conduct a 24-month test of its Paxos Settlement Service (PSS) using distributed ledger technology (DLT). [read post]
24 Oct 2019, 2:40 pm
We regulate the offering of that security and we regulate the trading of that security. [read post]
14 Oct 2019, 10:36 am
Deluxe Entertainment Services Group Inc. [read post]
3 Oct 2019, 6:43 am
” The post Yield Chasing Investors Are Jumping into to the Deep End appeared first on Zamansky LLC. [read post]
3 Oct 2019, 2:48 am
For tax debt it has to be at least 3 years old, assessed by the Internal Revenue Service (IRS) and all tax documents for years in question would have to be filed. [read post]
2 Oct 2019, 10:21 am
Asarco LLC, 135 S. [read post]
1 Oct 2019, 6:21 am
SHIREY Opinion of the Court – 3 – (“Cornelius Property”) for sale and split the net sale proceeds; and for Husband to pay debt owed by the Shireys to the Internal Revenue Service (“IRS”) in the amount of $159,163.83. [read post]
21 Sep 2019, 2:31 pm
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID LLC… [read post]
18 Sep 2019, 9:52 pm
The Payment Card Industry Security Standards Council (PCI SSC), an international organization founded by American Express, Discover Financial Services, JCB International, MasterCard Worldwide, and Visa Inc. in 2006, develops and manages certain credit card industry standards, including the PCI-DSS. [read post]
16 Sep 2019, 6:51 pm
It also skirts around the issue of whether the fund is investing in “securities” and “what is a security”. [read post]
13 Sep 2019, 6:42 am
Advisers Act Section 202(a)(11)(C) excludes from this definition any broker-dealer who performs these services in a manner that is "solely incidental" to the conduct of the broker-dealer business and who does not receive "special compensation" for those services; this exclusion is known as the broker-dealer exclusion.The Commission’s new interpretive release, issued the same day it adopted Regulation BI, states in relevant part: "We interpret the… [read post]
12 Sep 2019, 1:06 am
In the Matter of the Arbitration Between Credit Suisse Securities (USA) LLC, Claimant, v. [read post]
8 Sep 2019, 8:58 am
Firms specializing in board services could offer attractive alternative [Todd Henderson, Charles Elson, Stephen Bainbridge, Federalist Society Forum] Tags: Australia, banks, Bernie Sanders, CFPB, corporate governance, Elizabeth Warren, securities litigation, Wall Street [read post]
28 Aug 2019, 5:24 am
LLC, and a variety of other services from the private sector. [read post]
19 Aug 2019, 7:28 am
AWS emphatically denied any culpability for the hack, which involved the theft of over 100 million Capital One credit applications residing on the AWS cloud service, declaring: “AWS was not compromised in any way and functioned as designed . . . [read post]
