Search for: "Security First Managers, LLC."
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10 Mar 2017, 3:50 pm
” The note was signed only by Black as “managing member” of Atherton, LLC. [read post]
4 Dec 2023, 4:58 am
The ultimate goal, he wrote, was for ENGenuity to obtain WBE certification making it “very important” to show that Flor was “managing the LLC from day one. [read post]
21 Dec 2017, 5:51 am
American Finance Trust, Inc. is a real estate investment trust launched and managed by American Financial Advisors, LLC. [read post]
19 Jan 2016, 9:53 am
The Securities and Exchange Commission today announced that a Denver-based alternative fund manager has agreed to settle charges that the firm overcharged management fees and misled investors about how it valued certain assets.An SEC investigation found that Equinox Fund Management LLC calculated management fees contrary to the method described in registration statements for a managed futures fund called The Frontier Fund (TFF), and the… [read post]
15 Jul 2013, 3:55 am
The overwhelming majority of LLC agreements I’ve come across flip the default rule and prohibit all manner of assignment absent the other members’ or managers’ consent and/or is made subject to a right of first refusal. [read post]
28 Apr 2022, 10:52 am
The post Madison Avenue Securities Complaints: GWG Bondholder Lawsuits appeared first on The White Law Group. [read post]
15 Jan 2011, 5:00 am
At oral argument in the Janus case, Justice Ruth Bader Ginsburg placed Janus Capital Management LLC (“JCM”) in the “driver’s seat” for purposes of primary liability under Section 10(b) of the Securities Exchange Act. [read post]
2 Jun 2009, 4:00 pm
A New Jersey woman hired the Law Office of Dimitrios Kolovos, LLC to file a lawsuit against the debt collection agencies of Midland Funding, LLC, Midland Credit Management, Inc., and Nudelman, Nudelman & Ziering, P.C., and their employees, Gary S. [read post]
8 Nov 2023, 5:46 am
Daxton White, managing partner of The White Law Group, a national securities fraud and FINRA arbitration firm. [read post]
27 Apr 2010, 6:07 am
Smith Barney Fund Management LLC, 595 F.3d 86 (2d Cir. 2010). [read post]
27 Apr 2010, 6:07 am
Smith Barney Fund Management LLC, 595 F.3d 86 (2d Cir. 2010). [read post]
8 Mar 2024, 11:31 am
Among the firms involved were Northwestern Mutual Investment Services LLC, Guggenheim Securities LLC, Oppenheimer & Co. [read post]
29 Nov 2017, 8:15 am
The White Law Group, LLC is a national securities arbitration and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Sep 2018, 2:32 pm
As alleged by the SEC, World Tree manages all of its clients’ assets on a discretionary basis, meaning that it has authorization to trade securities on behalf of its clients. [read post]
17 Jun 2019, 1:29 pm
Middlemarch Partners, through its subsidiary Middlemarch Securities, LLC, served as the financial advisor to Elevate in the Kayne Partners transaction. [read post]
7 May 2019, 7:54 am
Craig-Hallum Capital Group LLC was the book-running manager for the offering, and B. [read post]
20 Mar 2017, 10:33 am
American Finance Trust, Inc. is a real estate investment trust launched and managed by American Financial Advisors, LLC. [read post]
22 Mar 2017, 12:53 pm
American Finance Trust, Inc. is a real estate investment trust launched and managed by American Financial Advisors, LLC. [read post]
7 Jun 2019, 11:26 am
The post Recent Ponzi Fraud Allegedly Targeted College Grads appeared first on Securities Fraud Attorney. [read post]
19 Dec 2016, 3:21 am
Second, Justice Bucaria found that the company “waived” the first offer provision in the 1988 shareholders agreement by virtue of Weber’s “many years of high level management service” for the company and because, as a company insider, selling the shares to Weber “would not create the disruption in relationships among shareholders that the first offer provision was intended to obviate. [read post]
