Search for: "Security State Bank"
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26 Jan 2010, 8:00 am
Fifth Third Bank, N.A., No. 07-16527, 2009 WL 3260535 (9th Cir. [read post]
9 Apr 2018, 11:54 am
The FDIC’s notice states that panels at the forum “will focus on emerging technologies that are transforming banking operations, the impact of emerging technologies on retail banking, including new and innovative delivery channels, enhanced customer experiences, economic inclusion; and consumer financial data access—balancing rights and security. [read post]
17 Aug 2021, 8:45 pm
On 16 August 2021, the European Central Bank (ECB) and the United States’ Securities and Exchange Commission (SEC) signed a memorandum of understanding to prepare for the registration of ECB-supervised entities as security-based swap dealers or major security-based swap participants in the United States. [read post]
31 Aug 2012, 12:24 pm
The bank moved to dismiss for lack of subject matter jurisdiction and failure to state a claim. [read post]
31 Dec 2013, 2:39 pm
State governments have also taken an interest. [read post]
30 Jun 2022, 5:38 am
State-by-state surveys are useful when you want to compare how different states approach the same topic. [read post]
10 Sep 2013, 9:31 am
National Australia Bank Ltd., 130 S. [read post]
4 Sep 2009, 11:58 am
According to the plaintiffs, the bank had a common law duty to protect their account information from identity theft and failed to maintain state-of-the-art security standards. [read post]
25 Mar 2013, 1:09 am
In the latest update, as of March 19, 2013, the agency states that is has now authorized litigation against the former directors and officers of 106 failed banks (up from 102 as of February 15, 2013). [read post]
24 Jun 2010, 10:59 am
National Australia Bank [Cornell LII backgrounder] that the Securities and Exchange Act of 1934 (SEA) [text, PDF] does not provide a cause of action to foreign plaintiffs suing for misconduct occurring on foreign stock exchanges. [read post]
8 Oct 2014, 9:05 pm
” [Thomas Vartanian, American Banker] “Lloyds settlement latest example of the shadow regulatory state” [James Copland, City A.M.] [read post]
19 Apr 2010, 12:56 pm
NASAA Statement on Reforms Needed to Protect Investors in Regulation D Rule 506 Offerings: State securities regulators urge the Senate to protect investors by amending the Banking Committee's recently approved reform package to stop securities law violators from conducting private... [read post]
22 Jun 2009, 2:50 pm
Securities and Exchange Commission, presented Testimony Concerning Regulation of Over-The-Counter Derivatives Before the Subcommittee on Securities, Insurance, and Investment, Committee on Banking, Housing and Urban Affairs, United States Senate, on June 22, 2009. [read post]
10 Sep 2014, 2:54 pm
On Sept. 9, 2014, Chair Mary Jo White testified before the United States Senate Committee on Banking, Housing, and Urban Affairs. [read post]
1 Sep 2023, 5:41 am
The United States Supreme Court has recently ruled in favor of taxpayers in a significant case involving Foreign Bank Account Reporting (FBAR) requirements. [read post]
11 Jan 2023, 5:44 am
The lawsuit claims that the defendants verified to the plaintiffs the authenticity and security of the restricted bank account. [read post]
28 Apr 2009, 11:04 am
Jerry Brown says the banking giant's subsidiaries told buyers that $1.5 billion of risky auction-rate securities were safe. [read post]
25 Nov 2015, 8:13 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
15 Sep 2022, 12:23 pm
NASAA, which is an umbrella organization for state and provincial securities regulators in the US, Canada and Mexico, recently submitted a letter to Congress critical of one such bill that lays out a series of arguments more broadly against federal action. [read post]
22 Jun 2009, 5:00 am
In other words, if a bank is holding securities categorized that way under FAS 115, when it sells those securities 92.1% of the gross proceeds will be treated as coming from out-of-state sources, thereby lowering the bank’s Texas apportionment percentage and ultimately its franchise tax. [read post]
